CAPTIVA SOFTWARE CORP 4
4 · CAPTIVA SOFTWARE CORP · Filed Jan 4, 2006
Insider Transaction Report
Form 4
NICHOL JIM
EVP, Product Development
Transactions
- Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−73,125→ 0 totalExercise: $9.85Exp: 2013-10-23→ Common Stock (73,125 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−10,563→ 0 totalExercise: $11.51Exp: 2015-02-08→ Common Stock (10,563 underlying) - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−4,437→ 0 totalExercise: $11.51Exp: 2015-02-08→ Common Stock (4,437 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−15,000→ 0 totalExercise: $13.32Exp: 2015-05-25→ Common Stock (15,000 underlying)
Footnotes (3)
- [F1]This option, which provided that 25% of the shares subject to the option vests on November 1, 2004 and thereafter an additional 6.25% of the shares subject to the option vests every three months such that the option is fully vested on November 1, 2007, was assumed pursuant to an Agreement and Plan of Merger between the issuer and EMC Corporation ("EMC"). The option was assumed by EMC in the merger and replaced with an option to purchase 119,458 shares of EMC common stock at an exercise price of $6.03 per share.
- [F2]These options, which provided that 50% of the shares subject to the options vests on February 9, 2006 and thereafter an additional 12.5% of the shares subject to the options vests every three months such that the options are fully vested on February 9, 2007, were assumed by EMC in the merger and replaced with options to purchase 24,504 shares of EMC common stock at an exercise price of $7.05 per share.
- [F3]This option, which provided that 12.5% of the shares subject to the option vests on May 9, 2007 and thereafter an additional 12.5% of the shares subject to the option vests every three months such that the option is fully vested on February 9, 2009, was assumed by EMC in the merger and replaced with an option to purchase 24,504 shares of EMC common stock at an exercise price of $8.16 per share.