ROSE JOE A 4
4 · CAPTIVA SOFTWARE CORP · Filed Jan 4, 2006
Insider Transaction Report
Form 4
ROSE JOE A
Director
Transactions
- Disposition to Issuer
Common Stock
2005-12-30$22.25/sh−12,700$282,575→ 0 total - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−9,300→ 0 totalExercise: $13.32Exp: 2015-05-25→ Common Stock (9,300 underlying)
Footnotes (2)
- [F1]Disposed of pursuant to an Agreement and Plan of Merger between the issuer and EMC Corporation ("EMC"). The reporting person received $22.25 per share from EMC in exchange for each share of the issuer's stock owned by the reporting person on the effective date of the merger.
- [F2]The shares subject to this option became fully vested in the merger; the option was assumed by EMC in the merger and replaced with an option to purchase 15,192 shares of EMC common stock at an exercise price of $8.16 per share.