SILVER BRUCE 4
4 · CAPTIVA SOFTWARE CORP · Filed Jan 4, 2006
Insider Transaction Report
Form 4
SILVER BRUCE
Director
Transactions
- Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−450→ 0 totalExercise: $2.65Exp: 2011-06-19→ Common Stock (450 underlying) - Disposition to Issuer
Common Stock
2005-12-30$22.25/sh−2,100$46,725→ 0 total - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−9,000→ 0 totalExercise: $1.15Exp: 2012-07-29→ Common Stock (9,000 underlying) - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−7,000→ 0 totalExercise: $4.74Exp: 2013-06-30→ Common Stock (7,000 underlying) - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−3,500→ 0 totalExercise: $8.35Exp: 2014-07-28→ Common Stock (3,500 underlying) - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−10,500→ 0 totalExercise: $13.32Exp: 2015-05-25→ Common Stock (10,500 underlying)
Footnotes (6)
- [F1]Disposed of pursuant to an Agreement and Plan of Merger between the issuer and EMC Corporation ("EMC"). The reporting person received $22.25 per share from EMC in exchange for each share of the issuer's stock owned by the reporting person on the effective date of the merger.
- [F2]This option, which provided that 8.33% of the shares subject to the option vests on July 20, 2001 and thereafter an additional 8.33% of the shares subject to the option vests monthly until the option is fully vested on June 20, 2002, was assumed by EMC in the merger and replaced with an option to purchase 735 shares of EMC common stock at an exercise price of $1.63 per share.
- [F3]This option, which provided that 8.33% of the shares subject to the option vests on August 30, 2002 and thereafter an additional 8.33% of the shares subject to the option vests monthly until the option is fully vested on July 30, 2003, was assumed by EMC in the merger and replaced with an option to purchase 14,702 shares of EMC common stock at an exercise price of $0.71 per share.
- [F4]This option, which provided that 8.33% of the shares subject to the option vests on August 1, 2003 and thereafter an additional 8.33% of the shares subject to the option vests monthly until the option is fully vested on July 1, 2004, was assumed by EMC in the merger and replaced with an option to purchase 11,435 shares of EMC common stock at an exercise price of $2.91 per share.
- [F5]This option, which provided that 8.33% of the shares subject to the option vests on August 29, 2004 and thereafter an additional 8.33% of the shares subject to the option vests monthly until the option is fully vested on July 29, 2005, was assumed by EMC in the merger and replaced with an option to purchase 5,717 shares of EMC common stock at an exercise price of $5.12 per share.
- [F6]The shares subject to this option became fully vested in the merger; the option was assumed by EMC in the merger and replaced with an option to purchase 17,153 shares of EMC common stock at an exercise price of $8.16 per share.