4//SEC Filing
DRATLER HOWARD 4
Accession 0001181431-06-000820
CIK 0000909276other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 2:40 PM ET
Size
14.9 KB
Accession
0001181431-06-000820
Insider Transaction Report
Form 4
DRATLER HOWARD
Executive VP, Field Operations
Transactions
- Disposition to Issuer
Common Stock
2005-12-30$22.25/sh−2,000$44,500→ 0 total - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−4,437→ 0 totalExercise: $11.51Exp: 2015-02-08→ Common Stock (4,437 underlying) - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−200,000→ 0 totalExercise: $13.11Exp: 2013-11-30→ Common Stock (200,000 underlying) - Disposition to Issuer
Employee stock option (right to buy)
2005-12-30−15,000→ 0 totalExercise: $13.32Exp: 2015-05-25→ Common Stock (15,000 underlying) - Disposition to Issuer
Employee stock option (right to buy)
2005-12-30−10,563→ 0 totalExercise: $11.51Exp: 2015-02-08→ Common Stock (10,563 underlying)
Footnotes (5)
- [F1]Shares acquired under the issuer's employee stock purchase plan.
- [F2]Disposed of pursuant to an Agreement and Plan of Merger between the issuer and EMC Corporation ("EMC"). The reporting person received $22.25 per share from EMC in exchange for each share of the issuer's stock owned by the reporting person on the effective date of the merger.
- [F3]100% of the shares subject to this option were vested as of February 9, 2005; this option was assumed by EMC in the merger and replaced with an option to purchase 326,725 shares of EMC common stock at an exercise price of $8.03 per share.
- [F4]These options, which provided that 50% of the shares subject to the options vests on February 9, 2006 and thereafter an additional 12.5% of the shares subject to the options vests every three months until the options are fully vested on February 9, 2007, were assumed by EMC in the merger and replaced with options to purchase 24,504 shares of EMC common stock at an exercise price of $7.05 per share.
- [F5]This option, which provided that 12.5% of the shares subject to the option vests on May 9, 2007 and thereafter an additional 12.5% of the shares subject to the option vests every three months until the option is fully vested on February 9, 2009, was assumed by EMC in the merger and replaced with an option to purchase 24,504 shares of EMC common stock at an exercise price of $8.16 per share.
Documents
Issuer
CAPTIVA SOFTWARE CORP
CIK 0000909276
Entity typeother
Related Parties
1- filerCIK 0001273513
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 2:40 PM ET
- Size
- 14.9 KB