CAPTIVA SOFTWARE CORP·4

Jan 4, 2:41 PM ET

LENCHES JEFFREY 4

4 · CAPTIVA SOFTWARE CORP · Filed Jan 4, 2006

Insider Transaction Report

Form 4
Period: 2005-12-30
Transactions
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2005-12-3020,0000 total
    Exercise: $3.94Exp: 2013-06-17Common Stock (20,000 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2005-12-303,5000 total
    Exercise: $8.35Exp: 2014-07-28Common Stock (3,500 underlying)
  • Disposition to Issuer

    Non-qualified stock option (right to buy)

    2005-12-3010,5000 total
    Exercise: $13.32Exp: 2015-05-25Common Stock (10,500 underlying)
Footnotes (3)
  • [F1]This option, which provided that 8.33% of the shares subject to the option vests on July 18, 2003 and thereafter 8.33% of the shares subject to the option vests monthly until the option is fully vested on June 18, 2004, was assumed pursuant to an Agreement and Plan of Merger between the issuer and EMC Corporation ("EMC"). The option was assumed by EMC in the merger and replaced with an option to purchase 32,672 shares of EMC common stock at an exercise price of $2.42 per share.
  • [F2]This option, which provided that 8.33% of the shares subject to the option vests on August 29, 2004 and thereafter 8.33% of the shares subject to the option vests monthly until the option is fully vested on July 28, 2005, was assumed by EMC in the merger and replaced with an option to purchase 5,717 shares of EMC common stock at an exercise price of $5.12 per share.
  • [F3]The shares subject to this option became fully vested in the merger; the option was assumed by EMC in the merger and replaced with an option to purchase 17,153 shares of EMC common stock at an exercise price of $8.16 per share.

Documents

1 file
  • 4
    rrd102217.xmlPrimary

    FORM 4