4//SEC Filing
RUSSO RICK 4
Accession 0001181431-06-000824
CIK 0000909276other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 2:41 PM ET
Size
21.9 KB
Accession
0001181431-06-000824
Insider Transaction Report
Form 4
RUSSO RICK
CFO
Transactions
- Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−3,331→ 0 totalExercise: $12.22Exp: 2014-02-10→ Common Stock (3,331 underlying) - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−3,943→ 0 totalExercise: $11.51Exp: 2015-02-08→ Common Stock (3,943 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−25,000→ 0 totalExercise: $3.87Exp: 2013-04-23→ Common Stock (25,000 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−6,057→ 0 totalExercise: $11.51Exp: 2015-02-08→ Common Stock (6,057 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−37,500→ 0 totalExercise: $2.43Exp: 2012-01-27→ Common Stock (37,500 underlying) - Disposition to Issuer
Employee Stock Option (Right to Buy)
2005-12-30−10,000→ 0 totalExercise: $13.32Exp: 2015-05-25→ Common Stock (10,000 underlying) - Disposition to Issuer
Common Stock
2005-12-30$22.25/sh−5,517$122,753→ 0 total - Disposition to Issuer
Non-qualified stock option (right to buy)
2005-12-30−41,669→ 0 totalExercise: $12.22Exp: 2014-02-10→ Common Stock (41,669 underlying)
Footnotes (7)
- [F1]Shares acquired under the issuer's employee stock purchase plan.
- [F2]Disposed of pursuant to an Agreement and Plan of Merger between the issuer and EMC Corporation ("EMC"). The reporting person received $22.25 per share from EMC in exchange for each share of the issuer's stock owned by the reporting person on the effective date of the merger.
- [F3]This option, which provided that 15% of the shares subject to the option vests on July 31, 2002, 35% of the shares subject to the option vests on July 31, 2003 and thereafter the remaining 50% of the shares subject to the option vests in equal monthly installments over three years such that the option is fully vested on July 31, 2006, was assumed by EMC in the merger and replaced with an option to purchase 61,261 shares of EMC common stock with an exercise price of $1.49 per share
- [F4]This option, which provided that 25% of the shares subject to the option vests on May 1, 2004 and thereafter an additional 6.25% of the shares subject to the option vests every three months until the option is fully vested on May 1, 2007, was assumed by EMC in the merger and replaced with an option to purchase 40,840 shares of EMC common stock with an exercise price of $2.37 per share.
- [F5]100% of the shares subject to these options were vested as of February 9, 2005; these options were assumed by EMC in the merger and replaced with options to purchase 73,513 shares of EMC common stock with an exercise price of $7.49 per share.
- [F6]These options, which provided that 50% of the shares subject to the options vests on February 9, 2006 and thereafter an additional 12.5% of the shares subject to the options vests every three months until the options are fully vested on February 9, 2007, were assumed by EMC in the merger and replaced with options to purchase 16,336 shares of EMC common stock with an exercise price of $7.05 per share.
- [F7]This option, which provided that 12.5% of the shares subject to the option vests on May 9, 2007 and thereafter an additional 12.5% of the shares subject to the option vests every three months until the option is fully vested on February 9, 2009, was assumed by EMC in the merger and replaced with an option to purchase 16,336 shares of EMC common stock with an exercise price of $8.16 per share.
Documents
Issuer
CAPTIVA SOFTWARE CORP
CIK 0000909276
Entity typeother
Related Parties
1- filerCIK 0001214790
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 2:41 PM ET
- Size
- 21.9 KB