SMART & FINAL INC/DE 4

Accession 0001181431-06-018829

CIK 0000875751operating

View on SEC.gov Company Profile

Filed

Mar 16, 7:00 PM ET

Accepted

Mar 17, 6:48 PM ET

Size

46.8 KB

Accession

0001181431-06-018829

Insider Transaction Report

Form 4

Period: 2006-03-15

SMART & FINAL INC/DESMF

MULLINS SUZANNE

S.V.P., St. Oper., S&FSC

Transactions

Sale
Common Stock, par value $.01 per share
2006-03-15$15.17/sh−1,000$15,170→ 21,522 total
Award
Common Stock, par value $.01 per share
2006-03-15$10.77/sh+1,700$18,309→ 22,222 total
Sale
Common Stock, par value $.01 per share
2006-03-15$15.19/sh−1,700$25,823→ 22,522 total
Exercise/Conversion
Stock Options
2006-03-15$10.77/sh−1,300$14,001→ 5,000 total
Exercise: $10.77From: 1993-06-18Exp: 2006-06-18→ Common (1,300 underlying)
Award
Common Stock, par value $01 per share
2006-03-15$10.77/sh+1,000$10,770→ 23,222 total
Sale
Common Stock, par value $.01 per share
2006-03-15$15.24/sh−300$4,572→ 19,222 total
Exercise/Conversion
Stock Options
2006-03-15$10.77/sh−1,000$10,770→ 2,300 total
Exercise: $10.77From: 1993-06-18Exp: 2006-06-18→ Common (1,000 underlying)
Award
Common Stock, par value $.01 per share
2006-03-15$10.77/sh+1,300$14,001→ 20,522 total
Sale
Common Stock, par value $.01 per share
2006-03-15$15.18/sh−1,300$19,734→ 24,222 total
Award
Common Stock, par value $.01 per share
2006-03-15$10.77/sh+1,000$10,770→ 24,222 total
Award
Common Stock, par value $.01 per share
2006-03-15$10.77/sh+300$3,231→ 25,522 total
Exercise/Conversion
Stock Options
2006-03-15$10.77/sh−1,700$18,309→ 3,300 total
Exercise: $10.77From: 1993-06-18Exp: 2006-06-18→ Common (1,700 underlying)
Exercise/Conversion
Stock Options
2006-03-15$10.77/sh−300$3,231→ 0 total
Exercise: $10.77From: 1993-06-18Exp: 2006-06-18→ Common (300 underlying)

Holdings

Stock Options
Exercise: $6.50From: 2005-09-16Exp: 2013-09-16→ Common (15,000 underlying)
15,000
Common Stock, par value $.01 per share
(indirect: See Footnote #2)
19,000
Stock Appreciation Rights
Exercise: $14.39From: 2008-02-21Exp: 2014-02-21→ Common (3,250 underlying)
3,250
Stock Options
Exercise: $12.89From: 2006-02-17Exp: 2014-02-17→ Common (20,000 underlying)
20,000
Stock Options
Exercise: $10.13From: 2003-09-27Exp: 2011-09-27→ Common (17,500 underlying)
17,500
Stock Options
Exercise: $15.20From: 2007-02-15Exp: 2015-02-15→ Common (10,000 underlying)
10,000
Stock Options
Exercise: $9.25From: 2000-05-04Exp: 2009-05-04→ Common (25,800 underlying)
25,800

Footnotes (12)

[F1]Previously reported options. 1/3 of the options became exercisable on February 17, 2006 and 1/3 of the options will become exercisable on February 17 in each of 2007 and 2008.
[F10]Previously reported stock options. 1/3 of the options will become exercisable on February 15 in each of 2007, 2008, and 2009 at an exercise price of $15.20 per share.
[F11]Previously reported stock apprication rights. 1/3 of the Stock Appreciation Rights will become exercisable on February 21 in each of 2008, 2009 and 2010.
[F12]Previously reported options. 1/3 of the options became excercisable on 2/19 in each of 2004, 2005 and 2006
[F2]Deferred smart shares held in the Company's Supplemental Deferred Compensation Plan.
[F3]Previously reported options. 1/3 will became exercisable on 9/16/2005 and 1/3 will become exercisable on 9/16 in each of 2006 and 2007
[F4]Previously reported fully vested options. The options originally were to expire on 06/18/2001 and were extended to 06/18/2006.
[F5]Previously reported options. 1/5 of the options became exercisable on May 4 in each of 2000, 2001, 2002, 2003 and 2004.
[F6]Previously reported options. 1/3 became exercisable on 2/15 in each of 2002, 2003, 2004.
[F7]Previously reported options. 1/3 of the options became exercisable on 9/27/03 and 1/3 will become exercisable on 9/27 in each of 2004, 2005.
[F8]Previously reported options. 1/3 of the options became exercisable on 2/19 in each of 2005 and 2006 and 1/3 of the options will become exercisable on 2/19/2007
[F9]Includes 10,076 previously reported vested smart shares, 3,333 restricted smart shares granted 2/05 and 1,400 restricted smart shares granted 2/06

Documents

1 file

4
rrd111671.xmlPrimary
FORM 4

Issuer

SMART & FINAL INC/DE

CIK 0000875751

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000875751

Filing Metadata

Form type: 4
Filed: Mar 16, 7:00 PM ET
Accepted: Mar 17, 6:48 PM ET
Size: 46.8 KB

View on SEC.gov