4//SEC Filing
Grantham Donald C 4
Accession 0001181431-06-026532
CIK 0000709519other
Filed
Apr 30, 8:00 PM ET
Accepted
May 1, 9:27 PM ET
Size
36.2 KB
Accession
0001181431-06-026532
Insider Transaction Report
Form 4
Grantham Donald C
EVP, Global Sales & Services
Transactions
- Award
Employee Stock Option (Right to Buy)
2006-04-27+500,000→ 500,000 totalExercise: $4.95Exp: 2016-04-27→ Common Stock (500,000 underlying) - Award
Common Stock
2006-04-27$0.00/sh+110,000$77→ 332,254 total
Holdings
- 20,000
Employee Stock Option (Right to Buy)
Exercise: $18.58Exp: 2009-04-18→ Common Stock (20,000 underlying) - 15,000
Employee Stock Option (Right to Buy)
Exercise: $7.91Exp: 2009-09-27→ Common Stock (15,000 underlying) - 75,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2010-07-25→ Common Stock (75,000 underlying) - 45,000
Employee Stock Option (Right to Buy)
Exercise: $4.20Exp: 2011-05-21→ Common Stock (45,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2010-07-25→ Common Stock (6,000 underlying) - 28,000
Employee Stock Option (Right to Buy)
Exercise: $28.08Exp: 2007-11-10→ Common Stock (28,000 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $4.12Exp: 2013-01-27→ Common Stock (150,000 underlying) - 50,000
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (50,000 underlying) - 60,000
Employee Stock Option (Right to Buy)
Exercise: $3.94Exp: 2012-09-17→ Common Stock (60,000 underlying) - 300,000
Employee Stock Option (Right to Buy)
Exercise: $3.85Exp: 2013-07-28→ Common Stock (300,000 underlying) - 30,000
Employee Stock Option (Right to Buy)
Exercise: $50.94Exp: 2008-10-11→ Common Stock (30,000 underlying) - 250,000
Employee Stock Option (Right to Buy)
Exercise: $3.44Exp: 2013-04-28→ Common Stock (250,000 underlying) - 200
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (200 underlying) - 14,000
Employee Stock Option (Right to Buy)
Exercise: $40.00Exp: 2008-04-12→ Common Stock (14,000 underlying)
Footnotes (12)
- [F1]This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan.
- [F10]A total of 50,000 shares are fully vested and exercisable with the remaining 200,000 shares becoming exercisable as follows: (i) 50,000 shares on April 28, 2007; (ii) 50,000 shares on April 28, 2008; (iii) 50,000 shares on April 28, 2009; and (iv) 50,000 shares on April 28, 2010.
- [F11]This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006.
- [F12]This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on April 27, 2007.
- [F2]Immediately.
- [F3]A total of 3,600 shares are fully vested and exercisable with the remaining 2,400 shares becoming exercisable as follows: (i) 1,200 shares on July 25, 2006; and (ii) 1,200 shares on July 25, 2007.
- [F4]A total of 45,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable as follows: (i) 15,000 shares on July 25, 2006; and (ii) 15,000 shares on July 25, 2007.
- [F5]A total of 8,000 shares are fully vested and exercisable with the remaining 12,000 shares becoming exercisable as follows: (i) 4,000 shares on May 21, 2006; (ii) 4,000 shares on May 21, 2007; and (iii) 4,000 shares on May 21, 2008.
- [F6]A total of 18,000 shares are fully vested and exercisable with the remaining 27,000 shares becoming exercisable as follows: (i) 9,000 shares on May 21, 2006; (ii) 9,000 shares on May 21, 2007; and (iii) 9,000 shares on May 21, 2008.
- [F7]A total of 20,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable as follows: (i) 10,000 shares on November 13, 2006; (ii) 10,000 shares on November 13, 2007; and (iii) 10,000 shares on November 13, 2008.
- [F8]A total of 12,000 shares are fully vested and exercisable with the remaining 48,000 shares becoming exercisable as follows: (i) 12,000 shares on September 17, 2006; (ii) 12,000 shares on September 17, 2007; (iii) 12,000 shares on September 17, 2008; and (iv) 12,000 shares on September 17, 2009.
- [F9]A total of 30,000 shares are fully vested and exercisable with the remaining 120,000 shares becoming exercisable as follows: (i) 30,000 shares on January 27, 2007; (ii) 30,000 shares on January 27, 2008; (iii) 30,000 shares on January 27, 2009; and (iv) 30,000 shares on January 27, 2010.
Documents
Issuer
SUN MICROSYSTEMS, INC.
CIK 0000709519
Entity typeother
Related Parties
1- filerCIK 0001360950
Filing Metadata
- Form type
- 4
- Filed
- Apr 30, 8:00 PM ET
- Accepted
- May 1, 9:27 PM ET
- Size
- 36.2 KB