4//SEC Filing
VONAGE HOLDINGS CORP 4
Accession 0001181431-06-034337
CIK 0001272830operating
Filed
May 31, 8:00 PM ET
Accepted
Jun 1, 4:08 PM ET
Size
23.3 KB
Accession
0001181431-06-034337
Insider Transaction Report
Form 4
3i GROUP PLC
10% Owner
Transactions
- Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote) - Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying)
3I CORP
10% Owner
Transactions
- Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote) - Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying)
Mayflower L.P.
10% Owner
Transactions
- Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying) - Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote)
3i Technology Partners L.P.
10% Owner
Transactions
- Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying) - Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote) - Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying)
3i Global Technology 2004-06 L.P.
10% Owner
Transactions
- Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote) - Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying)
3I INVESTMENTS PLC
10% Owner
Transactions
- Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote) - Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying) - Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying)
Transactions
- Conversion
Series D Redeemable Convertible Preferred Stock
2006-05-30−3,563,114→ 0 total(indirect: See Footnote)→ Common Stock (3,563,114 underlying) - Conversion
Series E Redeemable Convertible Preferred Stock
2006-05-30−2,426,255→ 0 total(indirect: See Footnote)→ Common Stock (2,426,255 underlying) - Conversion
Series C Redeemable Convertible Preferred Stock
2006-05-30−6,857,142→ 0 total(indirect: See Footnote)→ Common Stock (6,857,142 underlying) - Conversion
Common Stock
2006-05-30+12,846,511→ 12,846,511 total(indirect: See Footnote)
Footnotes (7)
- [F1]The Series C Redeemable Convertible Preferred Stock, the Series D Redeemable Convertible Preferred Stock and the Series E Convertible Preferred Stock converted into the Issuer's Common Stock on a 1:2.86 basis effective upon the consummation of the Issuer's initial public offering and had no expiration date.
- [F2]3i Corporation ("3i Corp.") and 3i Investments plc ("3i Investments") are each 100% indirect subsidiaries of 3i Group plc. As a result, 3i Group plc may be deemed to share the voting and dispositive power with respect to the shares deemed to be beneficially owned by 3i Corp. or 3i Investments. 3i Group plc disclaims beneficial ownership of the shares owned by each of 3i Corp. and 3i Investments, except to the extent of its pecuniary interest therein. Either 3i Corp.(Continue in Footnote 3)
- [F3]or 3i Investments acts as the manager of 3i Global Technology 2004-06 L.P. ("3i Global Tech"), 3i Pan European Technology 2004-06, L.P. ("3i Pan European"), 3i Technology Partners, L.P. ("3i Tech Partners") and Mayflower L.P. ("Mayflower"), and, as such, has the discretionary power to control the exercise of the investment and voting power of the shares owned by such entities. Each of 3i Corp. and 3i Investments disclaims beneficial ownership of the shares owned by 3i Global Tech, 3i Pan European, 3i Tech Partners and Mayflower, except to the extent of its pecuniary interest therein.
- [F4]Following consummation of the Issuer's initial public offering, the reporting persons herein cease to hold, directly or indirectly, more than 10% of any class of any equity security of the Issuer (determined in accordance with the rules for determining beneficial ownership under Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")) and therefore will no longer be subject to the disclosure and other requirements of Section 16 of the Exchange Act.
- [F5]Includes 11,633,384 shares held by 3i Tech Partners, 530,742 shares held by 3i Pan European, 90,985 shares held by 3i Global Tech and 591,400 shares held by Mayflower.
- [F6]Represents shares held by 3i Tech Partners.
- [F7]Includes 1,213,128 shares held by 3i Tech Partners, 530,742 shares held by 3i Pan European, 90,985 shares held by 3i Global Tech and 591,400 shares held by Mayflower.
Documents
Issuer
VONAGE HOLDINGS CORP
CIK 0001272830
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001272830
Filing Metadata
- Form type
- 4
- Filed
- May 31, 8:00 PM ET
- Accepted
- Jun 1, 4:08 PM ET
- Size
- 23.3 KB