4//SEC Filing
Northcutt Trent 4
Accession 0001181431-06-036181
CIK 0001350653other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 6:37 PM ET
Size
20.9 KB
Accession
0001181431-06-036181
Insider Transaction Report
Form 4
Northcutt Trent
VP, Sales
Transactions
- Purchase
Common Stock
2006-06-07$9.00/sh+3,333$29,997→ 98,633 total - Other
Common Stock
2006-06-07+1,543→ 85,255 total - Other
Series A-1 Preferred Stock
2006-06-07−26,000→ 0 total - Conversion
Series A-1 Common Stock
2006-06-07−23,449→ 0 total→ Common Stock (83,712 underlying) - Other
Common Stock
2006-06-07+10,045→ 95,300 total - Other
New Redeemable Preferred Stock
2006-06-07+1,330→ 1,330 total - Other
New Redeemable Preferred Stock
2006-06-07+8,654→ 9,984 total - Other
Employee Stock Option (Right to buy)
2006-06-07−3,000→ 0 totalExercise: $17.00From: 2007-01-06Exp: 2016-01-06→ Series A-1 Common Stock (3,000 underlying) - Other
Employee Stock Option (Right to buy)
2006-06-07+10,710→ 10,710 totalExercise: $4.76From: 2007-01-06Exp: 2016-01-06→ Common Stock (10,710 underlying) - Conversion
Common Stock
2006-06-07+83,712→ 83,712 total
Footnotes (7)
- [F1]Pursuant to a reclasification exempt under Rule 16b-7, each option to purchase shares of Series A-1 Common Stock was reclassified as an option to purchase common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F2]The option was granted on 1/6/06. The option vests over five years, with 1/5th of the option vesting on each anniversary of the grant date.
- [F3]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F4]Of these 83,712 shares, 42,840 shares are subject to a 5-year lapsing repurchase right of the Issuer, which will lapse in annual installments on the anniversary of the grant date.
- [F5]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F6]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 1,543 shares of Common Stock, 1,330 shares of New Redeemable Preferred Stock and cash.
- [F7]The Series A-1 Preferred Stock was redeemed by the Issuer upon the closing of the Issuer's initial public offering for 10,045 shares of Common Stock, 8,654 shares of New Redeemable Preferred Stock and cash.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001364550
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 6:37 PM ET
- Size
- 20.9 KB