4//SEC Filing
Plotkin Brian 4
Accession 0001181431-06-036183
CIK 0001350653other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 6:38 PM ET
Size
16.5 KB
Accession
0001181431-06-036183
Insider Transaction Report
Form 4
Plotkin Brian
VP, Information Technology
Transactions
- Other
New Redeemable Preferred Stock
2006-06-07+200→ 200 total - Other
Employee Stock Option (Right to buy)
2006-06-07+8,925→ 8,925 totalExercise: $4.76From: 2007-01-17Exp: 2016-01-17→ Common Stock (8,925 underlying) - Purchase
Common Stock
2006-06-07$9.00/sh+1,666$14,994→ 19,749 total - Conversion
Series A-1 Common Stock
2006-06-07−5,000→ 0 total→ Common Stock (17,850 underlying) - Conversion
Common Stock
2006-06-07+17,850→ 17,850 total - Other
Common Stock
2006-06-07+233→ 18,083 total - Other
Employee Stock Option (Right to buy)
2006-06-07−2,500→ 0 totalExercise: $17.00From: 2007-01-17Exp: 2016-01-17→ Series A-1 Common Stock (2,500 underlying)
Footnotes (6)
- [F1]Pursuant to a reclasification exempt under Rule 16b-7, each option to purchase shares of Series A-1 Common Stock was reclassified as an option to purchase common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F2]The option was granted on 1/17/06. The option vests over five years, with 1/5th of the option vesting on each anniversary of the grant date.
- [F3]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F4]These shares are subject to a 5-year lapsing repurchase right of the Issuer, which will lapse in annual installments on the anniversary of the grant date.
- [F5]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 233 shares of Common Stock, 200 shares of New Redeemable Preferred Stock and cash.
- [F6]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001364309
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 6:38 PM ET
- Size
- 16.5 KB