4//SEC Filing
Bradshaw Kimberly 4
Accession 0001181431-06-036185
CIK 0001350653other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 6:38 PM ET
Size
16.5 KB
Accession
0001181431-06-036185
Insider Transaction Report
Form 4
Bradshaw Kimberly
VP, Physician Services
Transactions
- Conversion
Common Stock
2006-06-07+10,710→ 10,710 total - Other
New Redeemable Preferred Stock
2006-06-07+119→ 119 total - Conversion
Series A-1 Common Stock
2006-06-07−3,000→ 0 total→ Common Stock (10,710 underlying) - Other
Common Stock
2006-06-07+139→ 10,849 total - Purchase
Common Stock
2006-06-07$9.00/sh+166$1,494→ 11,015 total - Other
Employee Stock Option (Right to buy)
2006-06-07−2,000→ 0 totalExercise: $17.00From: 2007-01-17Exp: 2016-01-17→ Series A-1 Common Stock (2,000 underlying) - Other
Employee Stock Option (Right to buy)
2006-06-07+7,140→ 7,140 totalExercise: $4.76From: 2007-01-17Exp: 2016-01-17→ Common Stock (7,140 underlying)
Footnotes (6)
- [F1]Pursuant to a reclasification exempt under Rule 16b-7, each option to purchase shares of Series A-1 Common Stock was reclassified as an option to purchase common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F2]The option was granted on 1/17/06. The option vests over five years, with 1/5th of the option vesting on each anniversary of the grant date.
- [F3]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F4]These shares are subject to a 5-year lapsing repurchase right of the Issuer, which will lapse in annual installments on the anniversary of the grant date.
- [F5]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F6]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 139 shares of Common Stock, 119 shares of New Redeemable Preferred Stock and cash.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001364308
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 6:38 PM ET
- Size
- 16.5 KB