Bradshaw Kimberly 4

4 · Alphatec Holdings, Inc. · Filed Jun 9, 2006

Form 4

Period: 2006-06-07

VP, Physician Services

Transactions

Conversion
Common Stock
2006-06-07+10,710→ 10,710 total
Other
New Redeemable Preferred Stock
2006-06-07+119→ 119 total
Conversion
Series A-1 Common Stock
2006-06-07−3,000→ 0 total
→ Common Stock (10,710 underlying)
Other
Common Stock
2006-06-07+139→ 10,849 total
Purchase
Common Stock
2006-06-07$9.00/sh+166$1,494→ 11,015 total
Other
Employee Stock Option (Right to buy)
2006-06-07−2,000→ 0 total
Exercise: $17.00From: 2007-01-17Exp: 2016-01-17→ Series A-1 Common Stock (2,000 underlying)
Other
Employee Stock Option (Right to buy)
2006-06-07+7,140→ 7,140 total
Exercise: $4.76From: 2007-01-17Exp: 2016-01-17→ Common Stock (7,140 underlying)

Footnotes (6)

[F1]Pursuant to a reclasification exempt under Rule 16b-7, each option to purchase shares of Series A-1 Common Stock was reclassified as an option to purchase common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
[F2]The option was granted on 1/17/06. The option vests over five years, with 1/5th of the option vesting on each anniversary of the grant date.
[F3]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
[F4]These shares are subject to a 5-year lapsing repurchase right of the Issuer, which will lapse in annual installments on the anniversary of the grant date.
[F5]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
[F6]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 139 shares of Common Stock, 119 shares of New Redeemable Preferred Stock and cash.

Documents

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