Oneil Stephen 4
4 · Alphatec Holdings, Inc. · Filed Jun 9, 2006
Insider Transaction Report
Form 4
Oneil Stephen
Director
Transactions
- Conversion
Series A-1 Common Stock
2006-06-07−15,000→ 0 total→ Common Stock (53,550 underlying) - Other
Common Stock
2006-06-07+581→ 54,131 total - Conversion
Common Stock
2006-06-07+53,550→ 53,550 total - Other
New Redeemable Preferred Stock
2006-06-07+500→ 500 total
Footnotes (4)
- [F1]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F2]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 581 shares of Common Stock, 500 shares of New Redeemable Preferred Stock and cash.
- [F3]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis, effective upon the closing of the Issuer's initial public offfering.
- [F4]These shares are subject to a 5-year lapsing repurchase right of the Issuer, which will lapse in five equal installments on the anniversary of the grant date.