Romanoski Vicky 4
4 · Alphatec Holdings, Inc. · Filed Jun 9, 2006
Insider Transaction Report
Form 4
Romanoski Vicky
Chief Admin Ofcr, VP & Scrty
Transactions
- Conversion
Series A-1 Common Stock
2006-06-07−25,000→ 0 total→ Common Stock (89,250 underlying) - Purchase
Common Stock
2006-06-07$9.00/sh+1,333$11,997→ 92,141 total - Other
New Redeemable Preferred Stcok
2006-06-07+1,342→ 1,342 total - Purchase
Common Stock
2006-06-07$9.00/sh+444$3,996→ 92,585 total - Conversion
Common Stock
2006-06-07+89,250→ 89,250 total - Other
Common Stock
2006-06-07+1,558→ 90,808 total
Footnotes (4)
- [F1]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F2]The Issuer has certain repurchase rights with respect to certain of such shares. The Issuer's repurchase rights with respect to 53,550 of such shares lapse annually in equal installments, beginning on June 8, 2006 and ending on June 8, 2010. The Issuer's repurchase rights with respect to an additional 35,700 of such shares lapse annually in equal installments, beginning on August 12, 2006 and ending on August 12, 2010. Any unvested shares of restricted stock shall become vested immediately upon a sale of the Issuer or substantially all of the Issuer's assets.
- [F3]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 1,558 shares of Common Stock, 1,342 shares of New Redeemable Preferred Stock and cash.
- [F4]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.