Foster John 4
4 · Alphatec Holdings, Inc. · Filed Jun 9, 2006
Insider Transaction Report
Form 4
Foster John
Director10% Owner
Transactions
- Conversion
Series B Common Stock
2006-06-07−3,258,664→ 0 total(indirect: See footnote)→ Common Stock (11,633,430 underlying) - Conversion
Common Stock
2006-06-07+11,633,430→ 13,174,038 total(indirect: See footnote) - Other
New Redeemable Preferred Stock
2006-06-07+1,327,354→ 1,327,354 total(indirect: See footnote) - Other
Common Stock
2006-06-07+1,540,608→ 1,540,608 total(indirect: See footnote) - Other
Series B Preferred Stock
2006-06-07−4,000,000→ 0 total(indirect: See footnote) - Other
Common Stock
2006-06-07+152,368→ 13,326,406 total(indirect: See footnote) - Other
New Redeemable Preferred Stock
2006-06-07+131,277→ 1,458,631 total(indirect: See footnote)
Footnotes (5)
- [F1]The Series B Preferred Stock was redeemed by the Issuer upon the closing of the Issuer's initial public offering for 1,540,608 shares of Common Stock, 1,327,354 shares of New Redeemable Preferred Stock and cash.
- [F2]The shares are owned by HealthpointCapital Partners, L.P. The Reporting Person is a managing member of HGP, LLC, which is the general partner of HealthpointCapital Partners, L.P. The Reporting Person disclaims beneficial ownership of such shares except as to the extent of his pecuniary interest in such shares.
- [F3]Each share of Series B Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F4]In payment of dividends accrued on the Series B Common Stock, the Reporting Person received 152,368 shares of Common Stock, 131,277 shares of New Redeemable Preferred Stock and cash.
- [F5]There is no expiration date. Each share of Series B Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.