4//SEC Filing
Hiscock Ronald 4
Accession 0001181431-06-036216
CIK 0001350653other
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 7:19 PM ET
Size
19.9 KB
Accession
0001181431-06-036216
Insider Transaction Report
Form 4
Hiscock Ronald
DirectorPresident & CEO
Transactions
- Purchase
Common Stock
2006-06-07$9.00/sh+7,777$69,993→ 464,492 total - Purchase
Common Stock
2006-06-07$9.00/sh+833$7,497→ 465,325 total(indirect: By daughter) - Conversion
Series A-1 Common Stock
2006-06-07−124,403→ 0 total→ Common Stock (444,118 underlying) - Other
New Redeemable Preferred Stock
2006-06-07+3,304→ 3,304 total - Other
New Redeemable Preferred Stock
2006-06-07+7,548→ 10,852 total - Other
Series A-1 Preferred Stock
2006-06-07−10,000→ 0 total - Other
Common Stock
2006-06-07+3,835→ 3,835 total - Conversion
Common Stock
2006-06-07+444,118→ 447,953 total - Other
Common Stock
2006-06-07+8,762→ 456,715 total
Footnotes (6)
- [F1]The Series A-1 Preferred Stock was redeemed by the Issuer upon the closing of the Issuer's initial public offering for 3,835 shares of Common Stock, 3,304 shares of New Redeemable Preferred Stock and cash.
- [F2]In payment of dividends accrued on the Series A-1 Common Stock, the Reporting Person received 8,762 shares of Common Stock, 7,548 shares of New Redeemable Preferred Stock and cash.
- [F3]There is no expiration date. Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F4]The Issuer has certain repurchase rights with respect to certain of these shares. The Issuer's repurchase rights with respect to 321,300 of such shares lapse annually in equal installments, beginning on June 7, 2006 and ending on June 7, 2010. Any unvested shares of restricted stock shall become vested immediately upon a sale of the Issuer or substantially all of the Issuer's assets. In addition, the Issuer's repurchase rights with respect to 107,100 shares lapsed upon completion of the Issuer's initial public offering.
- [F5]Each share of Series A-1 Common Stock converted into common stock on a 3.57-for-1 basis effective upon the closing of the Issuer's initial public offering.
- [F6]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Alphatec Holdings, Inc.
CIK 0001350653
Entity typeother
Related Parties
1- filerCIK 0001364555
Filing Metadata
- Form type
- 4
- Filed
- Jun 8, 8:00 PM ET
- Accepted
- Jun 9, 7:19 PM ET
- Size
- 19.9 KB