4//SEC Filing
Castle John K 4
Accession 0001181431-06-037029
CIK 0001302707other
Filed
Jun 14, 8:00 PM ET
Accepted
Jun 15, 11:47 AM ET
Size
10.6 KB
Accession
0001181431-06-037029
Insider Transaction Report
Form 4
Castle John K
Director10% Owner
Transactions
- Sale
Common Stock, par value $.01 per share
2006-06-13$14.00/sh−562$7,868→ 5,688 total(indirect: See Footnote) - Sale
Common Stock, par value $.01 per share
2006-06-13$14.00/sh−4,446$62,244→ 45,015 total(indirect: See Footnote) - Sale
Common Stock, par value $.01 per share
2006-06-13$14.00/sh−686,341$9,608,774→ 6,949,554 total(indirect: See Footnote)
Footnotes (4)
- [F1]These shares of Common Stock, par value $.01 per share ("Common Stock"), of the Issuer consist of (i) 6,205,581 shares held by Castle Harlan Partners IV, L.P. ("CHP IV"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is the controlling stockholder of Castle Harlan Partners IV, G.P., Inc., which is the general partner of the general partner of CHP IV, and (ii) 743,973 shares in the aggregate held by Castle Harlan Affiliates IV-QP, L.P., Castle Harlan Affiliates IV-AI, L.P., Frogmore Affiliates IV, L.P. and Castle Harlan Offshore Partners IV, L.P., a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is controlling stockholder of the general partnerships of such limited partnerships.
- [F2]The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables. The Reporting Person disclaims beneficial ownership of these shares to the extent such ownership exceeds the Reporting Person's pecuniary interest therein.
- [F3]These shares of Common Stock of the Issuer consist of (i) 5,688 shares of Common Stock held by the Reporting Person as Voting Trustee pursuant to an Amended and Restated Voting Trust Agreement dated as of October 15, 2004 (the "Voting Trust Agreement"), among the Issuer, the Reporting Person, as Voting Trustee, and the other parties thereto, in trust for Castle Harlan, Inc. ("CHI"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is the controlling stockholder of CHI and (ii) 45,015 shares held by the Reporting Person as Voting Trustee pursuant to the Voting Trust Agreement in trust for Branford Castle Holdings IV, Inc. ("BCH"), a portion of which may be deemed attributable to the Reporting Person because the Reporting Person is the controlling stockholder of BCH.
- [F4]The actual pro rata portion of such beneficial ownership that may be deemed attributable to the Reporting Person is not readily determinable because it is subject to several variables. The Reporting Person disclaims beneficial ownership of these shares to the extent such ownership exceeds the Reporting Person's pecuniary interest therein.
Documents
Issuer
Horizon Lines, Inc.
CIK 0001302707
Entity typeother
Related Parties
1- filerCIK 0001339098
Filing Metadata
- Form type
- 4
- Filed
- Jun 14, 8:00 PM ET
- Accepted
- Jun 15, 11:47 AM ET
- Size
- 10.6 KB