4//SEC Filing
MORTENSEN JEFFREY CHARLES 4
Accession 0001181431-06-037991
CIK 0001011309other
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 4:12 PM ET
Size
20.2 KB
Accession
0001181431-06-037991
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common stock, no par value per share
2006-06-19$11.35/sh+800$9,076→ 6,839.83 total - Exercise/Conversion
Employee Stock Options
2006-06-19−825→ 0 totalExercise: $8.56From: 2002-05-22Exp: 2011-05-22→ common stock (825 underlying) - Exercise/Conversion
Employee Stock Options
2006-06-19−800→ 799.375 totalExercise: $11.35From: 2003-05-21Exp: 2012-05-21→ common stock (1,599.375 underlying) - Exercise/Conversion
Common stock, no par value per share
2006-06-19$8.56/sh+825$7,060→ 6,039.83 total
Holdings
- 1,840(indirect: By Spouse)
Common stock, no par value per share
- 703.75
Employee Stock Options
Exercise: $13.97From: 2004-05-20Exp: 2013-05-20→ common stock (703.75 underlying) - 500
Employee Stock Options
Exercise: $19.89From: 2005-05-25Exp: 2014-05-25→ common stock (500 underlying) - 1,250
Employee Stock Options
Exercise: $20.20From: 2006-10-31Exp: 2015-10-31→ common stock (1,250 underlying)
Footnotes (8)
- [F1]Includes 1667 shares held jointly with spouse and 4372.83 shares held in a 401k account for the benefit of Mr. Mortensen. The difference in 401k holdings compared to previous filings are routine acquisitions due to a reinvestment of dividends in the Heritage Bank Safe Harbor 401K P/S Plan.
- [F2]Includes 2467 shares held jointly with spouse and 4372.83 shares held in a 401k account for the benefit of Mr. Mortensen.
- [F3]Grant date of 05/22/2001, exercisable as to 825 shares on each of 05/22/02, 05/22/03, 05/22/04, 05/22/05. This option was previously reported as 660 shares at an option price of $10.697 per share but the number of shares, option price, and number of exercisable shares have been adjusted due to a 5 for 4 stock split on 12/28/05.
- [F4]Exercise of derivative securities.
- [F5]Grant date of 05/21/2002, exercisable as to 799.21875 shares on each of 05/21/03, 05/21/04, 05/21/05, 05/21/06. This option was previously reported as 1,279 shares at an option price of $14.182 per share but the number of shares, option price, and number of exercisable shares have been adjusted due to a 5 for 4 stock split on 12/28/05.
- [F6]Grant date of 05/20/2003, exercisable as to 234.375 shares on each of 05/20/04, 05/20/05, 05/20/06, 05/20/07. This option was previously reported as 563 shares at an option price of $17.467 per share but the number of shares, option price, and number of exercisable shares have been adjusted due to a 5 for 4 stock split on 12/28/05.
- [F7]Grant date of 05/25/2004, exercisable as to 125 shares on each of 05/25/05, 05/25/06, 05/25/07, 05/25/08. This option was previously reported as 400 shares at an option price of $24.86 per share but the number of shares, option price, and number of exercisable shares have been adjusted due to a 5 for 4 stock split on 12/28/05.
- [F8]Grant date of 10/31/2005, exercisable as to 312.50 shares on each of 10/31/06, 10/31/07, 10/31/08, 10/31/09. This option was previously reported as 1,000 shares at an option price of $25.25 per share but the number of shares, option price, and number of exercisable shares have been adjusted due to a 5 for 4 stock split on 12/28/05.
Issuer
UNITED FINANCIAL CORP \MN\
CIK 0001011309
Entity typeother
Related Parties
1- filerCIK 0001343014
Filing Metadata
- Form type
- 4
- Filed
- Jun 21, 8:00 PM ET
- Accepted
- Jun 22, 4:12 PM ET
- Size
- 20.2 KB