Earnings Feed
Sign Up
Home/Filings/4/0001181431-06-038053
4//SEC Filing

THOMPSON STREET CAPITAL PARTNERS LP 4

Accession 0001181431-06-038053

CIK 0000911801other
View on SEC.govCompany Profile

Filed

Jun 21, 8:00 PM ET

Accepted

Jun 22, 5:44 PM ET

Size

19.5 KB

Accession

0001181431-06-038053

Insider Transaction Report

Form 4
Period: 2006-06-22
EARTHSHELL CORPERTH
Finley Peter
10% Owner
Transactions
  • Purchase

    Series D Convertible Preferred Stock

    2006-06-21$3.90/sh+51,282$200,000→ 51,282 total
    From: 2006-06-21→ Common Stock (51,282 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2006-06-21+222,222→ 222,222 total
    Exercise: $3.90From: 2006-06-21Exp: 2011-06-20→ Common Stock (222,222 underlying)
TSCP Machinery & Processing Group, LLC
10% Owner
Transactions
  • Purchase

    Common Stock Warrants (right to buy)

    2006-06-21+222,222→ 222,222 total
    Exercise: $3.90From: 2006-06-21Exp: 2011-06-20→ Common Stock (222,222 underlying)
  • Purchase

    Series D Convertible Preferred Stock

    2006-06-21$3.90/sh+51,282$200,000→ 51,282 total
    From: 2006-06-21→ Common Stock (51,282 underlying)
ReNewable Products LLC
10% Owner
Transactions
  • Purchase

    Series D Convertible Preferred Stock

    2006-06-21$3.90/sh+51,282$200,000→ 51,282 total
    From: 2006-06-21→ Common Stock (51,282 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2006-06-21+222,222→ 222,222 total
    Exercise: $3.90From: 2006-06-21Exp: 2011-06-20→ Common Stock (222,222 underlying)
THOMPSON STREET CAPITAL PARTNERS LP
10% Owner
Transactions
  • Purchase

    Series D Convertible Preferred Stock

    2006-06-21$3.90/sh+51,282$200,000→ 51,282 total
    From: 2006-06-21→ Common Stock (51,282 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2006-06-21+222,222→ 222,222 total
    Exercise: $3.90From: 2006-06-21Exp: 2011-06-20→ Common Stock (222,222 underlying)
Thompson Street Capital GP LLC
10% Owner
Transactions
  • Purchase

    Series D Convertible Preferred Stock

    2006-06-21$3.90/sh+51,282$200,000→ 51,282 total
    From: 2006-06-21→ Common Stock (51,282 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2006-06-21+222,222→ 222,222 total
    Exercise: $3.90From: 2006-06-21Exp: 2011-06-20→ Common Stock (222,222 underlying)
Cooper James
10% Owner
Transactions
  • Purchase

    Series D Convertible Preferred Stock

    2006-06-21$3.90/sh+51,282$200,000→ 51,282 total
    From: 2006-06-21→ Common Stock (51,282 underlying)
  • Purchase

    Common Stock Warrants (right to buy)

    2006-06-21+222,222→ 222,222 total
    Exercise: $3.90From: 2006-06-21Exp: 2011-06-20→ Common Stock (222,222 underlying)
Footnotes (3)
  • [F1]Pursuant to a Securities Purchase Agreement, dated June 21, 2006, to which the Issuer, TSCP Machinery & Processing Group, LLC and an unaffiliated purchaser are parties, TSCP Machinery & Processing Group, LLC acquired the shares of Series D Convertible Preferred Stock and Common Stock Warrants listed in the table from the Issuer for a total payment of $200,000 in cash. The shares of Series D Convertible Preferred Stock are convertible on a share-for-share basis (subject to adjustments) into shares of Common Stock of the Issuer, without an expiration date.
  • [F2]Each of the Common Stock Warrants represents a right to acquire one share of Common Stock of the Issuer for $3.90 (subject to adjustments) until five years from the date of issuance.
  • [F3]The Series D Convertible Preferred Stock and the Common Stock Warrants may be deemed to be beneficially owned directly by TSCP Machinery & Processing Group, LLC, a Delaware limited liability company that is wholly owned by Thompson Street Capital Partners, L.P., a Delaware limited partnership of which the general partner is Thompson Street Capital GP LLC, a Delaware limited liability company that is controlled by its managing members, James A. Cooper and Peter S. Finley. ReNewable Products LLC (a Delaware limited liability company that is a subsidiary of TSCP Machinery & Processing Group, LLC), Thompson Street Capital Partners, L.P., Thompson Street Capital GP LLC, James A. Cooper and Peter S. Finley may be deemed to be indirect beneficial owners of the Series D Convertible Preferred Stock and the Common Stock Warrants. The respective pecuniary interests of such indirect beneficial owners are not described herein.

Documents

2 files

Issuer

EARTHSHELL CORP

CIK 0000911801

→
Entity typeother

Related Parties

1
  • filerCIK 0001171248

Filing Metadata

Form type
4
Filed
Jun 21, 8:00 PM ET
Accepted
Jun 22, 5:44 PM ET
Size
19.5 KB
View on SEC.gov