4//SEC Filing
ZWIRN DANIEL B 4
Accession 0001181431-06-039110
CIK 0000709005other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 4:41 PM ET
Size
39.5 KB
Accession
0001181431-06-039110
Insider Transaction Report
Form 4
NOBLE ROMANS INCNROM.OB
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3) - Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total
D.B. ZWIRN & CO., L.P.
10% Owner
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
ZWIRN DANIEL B
10% Owner
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3) - Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total
Summit Delta Investor, LLC
10% Owner
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
DBZ GP, LLC
10% Owner
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
FIG LLC
10% Owner
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
ZWIRN HOLDINGS, LLC
10% Owner
Transactions
- Sale
Common Stock, no par value
2006-06-27$0.75/sh−2,269,750$1,702,313→ 0 total - Sale
Common Stock, no par value
2006-06-27$0.75/sh−0$0→ 0 total(indirect: See footnote 3)
Footnotes (10)
- [F1]The shares of Common Stock to which this note relates were held directly by SummitBridge National Investments LLC ("SummitBridge LLC"), a Delaware limited liability company. Please note that all of the transactions listed herein relate to the same sale of Common Stock.
- [F10]The shares of Common Stock to which this note relates were held indirectly by Daniel B. Zwirn, in his capacity as the managing member of Zwirn Holdings, LLC. As a result, Daniel B. Zwirn may be deemed to have beneficial ownership of these securities for purposes of Section 16. Daniel B. Zwirn expressly disclaims beneficial ownership of any of these securities in which he does not have a pecuniary interest.
- [F2]The shares of Common Stock to which this note relates were held indirectly by Drawbridge Special Opportunities Fund LP, a Delaware limited partnership ("Drawbridge LP"), in its capacity as one of the members of SummitBridge LLC. As a result, Drawbridge LP may be deemed to have beneficial ownership of these securities for purposes of Section 16. Drawbridge LP expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F3]The shares of Common Stock to which this note relates were held indirectly by Drawbridge Special Opportunities Advisors LLC, a Delaware limited liability company ("Drawbridge Advisors"), in its capacity as advisor to Drawbridge LP. As a result, Drawbridge Advisors may be deemed to have beneficial ownership of these securities for purposes of Section 16. Drawbridge Advisors expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F4]The shares of Common Stock to which this note relates were held indirectly by Fortress Investment Group LLC, a Delaware limited liability company ("Fortress"), in its capacity as the managing member of Drawbridge Advisors. As a result, Fortress may be deemed to have beneficial ownership of these securities for purposes of Section 16. Fortress expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F5]The shares of Common Stock to which this note relates were held indirectly by Summit Delta Investor, LLC, a Delaware limited liability company ("Summit Delta"), in its capacity as one of the members of SummitBridge LLC. As a result, Summit Delta may be deemed to have beneficial ownership of these securities for purposes of Section 16. Summit Delta expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F6]The shares of Common Stock to which this note relates were held indirectly by D.B. Zwirn Special Opportunities Fund, L.P. f/k/a Highbridge/Zwirn Special Opportunities Fund, L.P., a Delaware limited partnership ("D.B. Zwirn L.P."), in its capacity as a member of Summit Delta. As a result, D.B. Zwirn L.P. may be deemed to have beneficial ownership of these securities for purposes of Section 16. D.B. Zwirn L.P. expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F7]The shares of Common Stock to which this note relates were held indirectly by D.B. Zwirn & Co., L.P. f/k/a Highbridge/Zwirn Capital Management, LLC, a Delaware limited partnership ("DBZCO"), in its capacity as the trading manager of D.B. Zwirn L.P. As a result, DBZCO may be deemed to have beneficial ownership of these securities for purposes of Section 16. DBZCO expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F8]The shares of Common Stock to which this note relates were held indirectly by DBZ GP, LLC, a Delaware limited liability company, in its capacity as the general partner of DBZCO. As a result, DBZ GP, LLC may be deemed to have beneficial ownership of these securities for purposes of Section 16. DBZ GP, LLC expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
- [F9]The shares of Common Stock to which this note relates were held indirectly by Zwirn Holdings, LLC f/k/a D.B. Zwirn & Co., LLC, a Delaware limited liability company, in its capacity as the managing member of DBZ GP, LLC. As a result, Zwirn Holdings, LLC may be deemed to have beneficial ownership of these securities for purposes of Section 16. Zwirn Holdings, LLC expressly disclaims beneficial ownership of any of these securities in which it does not have a pecuniary interest.
Issuer
NOBLE ROMANS INC
CIK 0000709005
Entity typeother
Related Parties
1- filerCIK 0001278301
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 4:41 PM ET
- Size
- 39.5 KB