SUN MICROSYSTEMS, INC. 4
4 · SUN MICROSYSTEMS, INC. · Filed Jul 17, 2006
Insider Transaction Report
Form 4
Grantham Donald C
EVP, Global Sales & Services
Transactions
- Tax Payment
Common Stock
2006-07-14$3.88/sh−8,179$31,735→ 324,075 total
Holdings
- 28,000
Employee Stock Option (Right to Buy)
Exercise: $28.08Exp: 2007-11-10→ Common Stock (28,000 underlying) - 50,000
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (50,000 underlying) - 500,000
Employee Stock Option (Right to Buy)
Exercise: $4.95Exp: 2016-04-27→ Common Stock (500,000 underlying) - 20,000
Employee Stock Option (Right to Buy)
Exercise: $18.58Exp: 2009-04-18→ Common Stock (20,000 underlying) - 200
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (200 underlying) - 250,000
Employee Stock Option (Right to Buy)
Exercise: $3.44Exp: 2013-04-28→ Common Stock (250,000 underlying) - 60,000
Employee Stock Option (Right to Buy)
Exercise: $3.94Exp: 2012-09-17→ Common Stock (60,000 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $4.12Exp: 2013-01-27→ Common Stock (150,000 underlying) - 14,000
Employee Stock Option (Right to Buy)
Exercise: $40.00Exp: 2008-04-12→ Common Stock (14,000 underlying) - 75,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2010-07-25→ Common Stock (75,000 underlying) - 300,000
Employee Stock Option (Right to Buy)
Exercise: $3.85Exp: 2013-07-28→ Common Stock (300,000 underlying) - 45,000
Employee Stock Option (Right to Buy)
Exercise: $4.20Exp: 2011-05-21→ Common Stock (45,000 underlying) - 30,000
Employee Stock Option (Right to Buy)
Exercise: $50.94Exp: 2008-10-11→ Common Stock (30,000 underlying) - 15,000
Employee Stock Option (Right to Buy)
Exercise: $7.91Exp: 2009-09-27→ Common Stock (15,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2010-07-25→ Common Stock (6,000 underlying)
Footnotes (12)
- [F1]This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan.
- [F10]A total of 50,000 shares are fully vested and exercisable with the remaining 200,000 shares becoming exercisable as follows: (i) 50,000 shares on April 28, 2007, (ii) 50,000 shares on April 28, 2008, (iii) 50,000 shares on April 28, 2009 and (iv) 50,000 shares on April 28, 2010.
- [F11]This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006.
- [F12]This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on April 27, 2007.
- [F2]Immediately.
- [F3]A total of 3,600 shares are fully vested and exercisable with the remaining 2,400 shares becoming exercisable as follows: (i) 1,200 shares on July 25, 2006 and (ii) 1,200 shares on July 25, 2007.
- [F4]A total of 45,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable as follows: (i) 15,000 shares on July 25, 2006 and (ii) 15,000 shares on July 25, 2007.
- [F5]A total of 12,000 shares are fully vested and exercisable with the remaining 8,000 shares becoming exercisable as follows: (i) 4,000 shares on May 21, 2007 and (ii) 4,000 shares on May 21, 2008.
- [F6]A total of 27,000 shares are fully vested and exercisable with the remaining 18,000 shares becoming exercisable as follows: (i) 9,000 shares on May 21, 2007 and (ii) 9,000 shares on May 21, 2008.
- [F7]A total of 20,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable as follows: (i) 10,000 shares on November 13, 2006, (ii) 10,000 shares on November 13, 2007 and (iii) 10,000 shares on November 13, 2008.
- [F8]A total of 12,000 shares are fully vested and exercisable with the remaining 48,000 shares becoming exercisable as follows: (i) 12,000 shares on September 17, 2006, (ii) 12,000 shares on September 17, 2007, (iii) 12,000 shares on September 17, 2008 and (iv) 12,000 shares on September 17, 2009.
- [F9]A total of 30,000 shares are fully vested and exercisable with the remaining 120,000 shares becoming exercisable as follows: (i) 30,000 shares on January 27, 2007, (ii) 30,000 shares on January 27, 2008, (iii) 30,000 shares on January 27, 2009 and (iv) 30,000 shares on January 27, 2010.