4//SEC Filing
SUN MICROSYSTEMS, INC. 4
Accession 0001181431-06-042361
CIK 0000709519operating
Filed
Jul 16, 8:00 PM ET
Accepted
Jul 17, 6:18 PM ET
Size
35.4 KB
Accession
0001181431-06-042361
Insider Transaction Report
Form 4
Grantham Donald C
EVP, Global Sales & Services
Transactions
- Tax Payment
Common Stock
2006-07-14$3.88/sh−8,179$31,735→ 324,075 total
Holdings
- 28,000
Employee Stock Option (Right to Buy)
Exercise: $28.08Exp: 2007-11-10→ Common Stock (28,000 underlying) - 50,000
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (50,000 underlying) - 500,000
Employee Stock Option (Right to Buy)
Exercise: $4.95Exp: 2016-04-27→ Common Stock (500,000 underlying) - 20,000
Employee Stock Option (Right to Buy)
Exercise: $18.58Exp: 2009-04-18→ Common Stock (20,000 underlying) - 200
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (200 underlying) - 250,000
Employee Stock Option (Right to Buy)
Exercise: $3.44Exp: 2013-04-28→ Common Stock (250,000 underlying) - 60,000
Employee Stock Option (Right to Buy)
Exercise: $3.94Exp: 2012-09-17→ Common Stock (60,000 underlying) - 150,000
Employee Stock Option (Right to Buy)
Exercise: $4.12Exp: 2013-01-27→ Common Stock (150,000 underlying) - 14,000
Employee Stock Option (Right to Buy)
Exercise: $40.00Exp: 2008-04-12→ Common Stock (14,000 underlying) - 75,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2010-07-25→ Common Stock (75,000 underlying) - 300,000
Employee Stock Option (Right to Buy)
Exercise: $3.85Exp: 2013-07-28→ Common Stock (300,000 underlying) - 45,000
Employee Stock Option (Right to Buy)
Exercise: $4.20Exp: 2011-05-21→ Common Stock (45,000 underlying) - 30,000
Employee Stock Option (Right to Buy)
Exercise: $50.94Exp: 2008-10-11→ Common Stock (30,000 underlying) - 15,000
Employee Stock Option (Right to Buy)
Exercise: $7.91Exp: 2009-09-27→ Common Stock (15,000 underlying) - 6,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2010-07-25→ Common Stock (6,000 underlying)
Footnotes (12)
- [F1]This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan.
- [F10]A total of 50,000 shares are fully vested and exercisable with the remaining 200,000 shares becoming exercisable as follows: (i) 50,000 shares on April 28, 2007, (ii) 50,000 shares on April 28, 2008, (iii) 50,000 shares on April 28, 2009 and (iv) 50,000 shares on April 28, 2010.
- [F11]This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006.
- [F12]This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on April 27, 2007.
- [F2]Immediately.
- [F3]A total of 3,600 shares are fully vested and exercisable with the remaining 2,400 shares becoming exercisable as follows: (i) 1,200 shares on July 25, 2006 and (ii) 1,200 shares on July 25, 2007.
- [F4]A total of 45,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable as follows: (i) 15,000 shares on July 25, 2006 and (ii) 15,000 shares on July 25, 2007.
- [F5]A total of 12,000 shares are fully vested and exercisable with the remaining 8,000 shares becoming exercisable as follows: (i) 4,000 shares on May 21, 2007 and (ii) 4,000 shares on May 21, 2008.
- [F6]A total of 27,000 shares are fully vested and exercisable with the remaining 18,000 shares becoming exercisable as follows: (i) 9,000 shares on May 21, 2007 and (ii) 9,000 shares on May 21, 2008.
- [F7]A total of 20,000 shares are fully vested and exercisable with the remaining 30,000 shares becoming exercisable as follows: (i) 10,000 shares on November 13, 2006, (ii) 10,000 shares on November 13, 2007 and (iii) 10,000 shares on November 13, 2008.
- [F8]A total of 12,000 shares are fully vested and exercisable with the remaining 48,000 shares becoming exercisable as follows: (i) 12,000 shares on September 17, 2006, (ii) 12,000 shares on September 17, 2007, (iii) 12,000 shares on September 17, 2008 and (iv) 12,000 shares on September 17, 2009.
- [F9]A total of 30,000 shares are fully vested and exercisable with the remaining 120,000 shares becoming exercisable as follows: (i) 30,000 shares on January 27, 2007, (ii) 30,000 shares on January 27, 2008, (iii) 30,000 shares on January 27, 2009 and (iv) 30,000 shares on January 27, 2010.
Documents
Issuer
SUN MICROSYSTEMS, INC.
CIK 0000709519
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000709519
Filing Metadata
- Form type
- 4
- Filed
- Jul 16, 8:00 PM ET
- Accepted
- Jul 17, 6:18 PM ET
- Size
- 35.4 KB