4//SEC Filing
GAREN ERIC R 4
Accession 0001181431-06-049727
CIK 0001002037other
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 7:32 PM ET
Size
23.0 KB
Accession
0001181431-06-049727
Insider Transaction Report
Form 4
GAREN ERIC R
DirectorChairman of the Board10% Owner
Transactions
- Sale
Common Stock
2006-08-25$7.44/sh−500$3,720→ 2,235,040 total(indirect: See Footnote 7.) - Sale
Common Stock
2006-08-25$7.48/sh−600$4,488→ 2,235,040 total(indirect: See Footnote 7.) - Sale
Common Stock
2006-08-25$7.53/sh−300$2,259→ 2,235,040 total(indirect: See Footnote 7.) - Sale
Common Stock
2006-08-25$7.50/sh−700$5,250→ 2,235,040 total(indirect: See Footnote 7.) - Sale
Common Stock
2006-08-25$7.51/sh−400$3,004→ 2,235,040 total(indirect: See Footnote 7.)
Footnotes (7)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person as of May 10, 2004, and amended as of March 7, 2006.
- [F2]60 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 30 shares sold by the Garen Dynasty Trust, 105 shares sold by the Nicole Suzanne Garen Family Trust, 105 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F3]80 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 40 shares sold by the Garen Dynasty Trust, 140 shares sold by the Nicole Suzanne Garen Family Trust, 140 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F4]140 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 70 shares sold by the Garen Dynasty Trust, 245 shares sold by the Nicole Suzanne Garen Family Trust, 245 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F5]120 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 60 shares sold by the Garen Dynasty Trust, 210 shares sold by the Nicole Suzanne Garen Family Trust, 210 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F6]100 shares sold by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person is a trustee and disclaims beneficial ownership; 50 shares sold by the Garen Dynasty Trust, 175 shares sold by the Nicole Suzanne Garen Family Trust, 175 shares sold by the Steven Robert Garen Family Trust, each an irrevocable trust established by the reporting person and his spouse f/b/o their children.
- [F7]Ownership INCLUDES: 876,268 shares held by the Garen Family Trust of which the reporting person and spouse are co-trustees; 414,520 shares held by each of the Eric Garen 2005 Annuity Trust and the Nancy Garen 2005 Annuity Trust; 234,139 shares held by each of the Eric Garen 2006 Annuity Trust and the Nancy Garen 2006 Annuity Trust; 61,454 shares held by the Garen Family Foundation, a Section 501(c)(3) exempt private foundation of which the reporting person and spouse are co-trustees and disclaim beneficial ownership. EXCLUDES aggregate of 1,147,065 shares held by certain trusts ("Trusts") established by the reporting person and spouse f/b/o their children: 154,999 shares held by the Garen Dynasty Trust, an irrevocable DE trust, 496,033 shares held by the Nicole Suzanne Garen Family Trust & 496,033 shares held by the Steven Robert Garen Family Trust, each an irrevocable CA trust. The reporting person disclaims beneficial ownership of all shares owned by the Trusts.
Issuer
LEARNING TREE INTERNATIONAL INC
CIK 0001002037
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001024643
Filing Metadata
- Form type
- 4
- Filed
- Aug 24, 8:00 PM ET
- Accepted
- Aug 25, 7:32 PM ET
- Size
- 23.0 KB