Home/Filings/4/0001181431-06-056857
4//SEC Filing

NOVAMED INC 4

Accession 0001181431-06-056857

CIK 0001086939operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:42 PM ET

Size

23.0 KB

Accession

0001181431-06-056857

Insider Transaction Report

Form 4
Period: 2006-10-02
VICKERY E MICHELE
Executive VP Operations
Transactions
  • Exercise/Conversion

    Stock Option (right to buy)

    2006-10-0216,60066,400 total
    Exercise: $2.20Exp: 2007-03-31Common Stock (16,600 underlying)
  • Sale

    Common Stock

    2006-10-02$7.80/sh16,600$129,51790,193 total
  • Exercise/Conversion

    Common Stock

    2006-10-02$2.20/sh+16,600$36,520106,793 total
Holdings
  • Stock Option (right to buy)

    Exercise: $3.50Exp: 2008-02-01Common Stock (24,000 underlying)
    0
Footnotes (12)
  • [F1]This option was originally granted for 200,000 shares on 3/31/97 and provides for vesting in monthly installments over four years. Pursuant to this option grant, the Reporting Person exercised 34,000 shares on 5/28/99, 4,000 shares on 5/8/06, 12,600 shares on 5/9/06, 11,600 shares on 6/1/06, 5,000 shares on 6/2/06, 16,600 shares on 7/3/06, 16,600 shares on 8/1/06 and 16,600 shares on 9/1/06, all of which have been previously reported.
  • [F10]Subject to certain restrictions, 1,563 of these options will vest on 12/20/06 with the remainder vesting approximately 260 per month starting on 1/20/07.
  • [F11]Exercise of option and sale of underlying common stock pursuant to a 10b5-1 sales agreement previously adopted by reporting person.
  • [F12]Includes 4,167 restricted shares of common stock.
  • [F2]Subject to certain restrictions, 3,000 of these options vested on 8/1/98, with the remainder vesting 500 per month starting on 9/1/98.
  • [F3]Subject to certain restrictions, 3,750 of these options vested on 8/17/99, with the remainder vesting 625 per month starting on 9/17/99; all such options became fully vested upon completion of an initial public offering.
  • [F4]Subject to certain restrictions, 5,000 of these options vested on 9/8/00, with the remainder vesting 833 per month starting on 10/8/00.
  • [F5]Subject to certain restrictions, 12,500 of these options vested on 10/19/01, with the remainder vesting 2,083 per month starting on 11/19/01.
  • [F6]Subject to certain restrictions, 11,250 of these options vested on 10/1/02, with the remainder vesting 1,875 per month starting on 11/1/02.
  • [F7]Subject to certain restrictions, 1,875 of these options vested on 9/20/03, with the remainder vesting 312 per month starting on 10/20/03.
  • [F8]Subject to certain restrictions, 5,625 of these options vested on 9/16/04, with the remainder vesting 937 per month starting on 10/16/04.
  • [F9]Subject to certain restrictions, 6,875 of these options vested on 12/17/05, with the remainder vesting 1,145 per month starting on 1/17/06.

Issuer

NOVAMED INC

CIK 0001086939

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001086939

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:42 PM ET
Size
23.0 KB