4//SEC Filing
WASTE INDUSTRIES USA INC 4
Accession 0001181431-06-062942
CIK 0001125845operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 9:23 AM ET
Size
17.8 KB
Accession
0001181431-06-062942
Insider Transaction Report
Form 4
POOLE LONNIE C JR
Director10% Owner
Transactions
- Sale
Common Stock
2006-11-08$29.27/sh−28,000$819,560→ 161,320 total(indirect: By Trust)
Holdings
- 17,911
Stock Option (Right to Buy)
Exercise: $11.79Exp: 2009-05-04→ Common Stock (17,911 underlying) - 29,467(indirect: By Trust)
Common Stock
- 400,864(indirect: By Trust)
Common Stock
- 9,705
Stock Option (Right to Buy)
Exercise: $15.29Exp: 2010-05-11→ Common Stock (9,705 underlying) - 400,865(indirect: By Trust)
Common Stock
- 17,360
Stock Option (Right to Buy)
Exercise: $7.21Exp: 2008-04-22→ Common Stock (17,360 underlying) - 11,772
Stock Option (Right to Buy)
Exercise: $23.12Exp: 2011-04-06→ Common Stock (11,772 underlying) - 31,000(indirect: By Spouse)
Common Stock
- 940,000(indirect: By Trust)
Common Stock
- 3,008
Stock Option (Right to Buy)
Exercise: $6.93Exp: 2007-06-06→ Common Stock (10,000 underlying) - 1,649,428
Common Stock
Footnotes (9)
- [F1]Such shares are held by the Lonnie C. Poole, Jr. Grantor Trust, of which Scott J. Poole is the beneficiary.
- [F2]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
- [F3]The stock options granted to the Reporting Person in March 2002 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for a term of three (3) years, such that the options are fully vested on March 12, 2006, subject to continued employment.
- [F4]The shares are held by the Tailwalker Trust, which named the Reporting Person as the sole trustee. Lonnie C. Poole III, the Reporting Person's son, is the Grantor and Lonnie C. Poole III's children are the beneficiaries.
- [F5]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F6]Such shares are held by the Lonnie C. Poole, Jr. Grantor Trust, of which Lonnie C. Poole, III is the beneficiary.
- [F7]The shares are held by an investment partnership of which the Reporting Person serves as a General Partner. The Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest therein.
- [F8]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F9]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0001125845
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 9:23 AM ET
- Size
- 17.8 KB