NATCO GROUP INC 4
4 · NATCO GROUP INC · Filed Nov 13, 2006
Insider Transaction Report
Form 4
MCCARTHY PATRICK M
DirectorDirector, President & COO
Transactions
- Sale
Common stock
2006-11-13$35.50/sh−31,500$1,118,250→ 22,733 total - Tax Payment
Common stock - restricted stock
2006-11-09$35.58/sh−1,000$35,575→ 22,733 total - Exercise of In-Money
Common stock
2006-11-13$8.81/sh+31,500$277,515→ 54,233 total - Exercise of In-Money
Stock option - right to buy
2006-11-13−31,500→ 0 totalExercise: $8.81Exp: 2009-05-01→ Common stock (31,500 underlying) - Sale
Common stock
2006-11-10$35.29/sh−18,500$652,808→ 22,733 total - Exercise of In-Money
Stock option - right to buy
2006-11-10−18,500→ 31,500 totalExercise: $8.81Exp: 2009-05-01→ Common stock (18,500 underlying) - Exercise of In-Money
Common stock
2006-11-10$8.81/sh+18,500$162,985→ 41,233 total
Footnotes (4)
- [F1]Represents the date restrictions lapsed on shares of restricted stock awarded on June 13, 2005.
- [F2]Represents the number of shares withheld by the Company to satisfy in part the tax withholding obligation with respect to recipient's shares on the date the restrictions lapsed, as provided in the restricted stock agreement with respect to the award.
- [F3]Direct ownership includes an aggregate of 5,833 shares of restricted stock subject to performance-based restritions and potential forfeiture.
- [F4]Options vested in four equal installments on the first through fourth anniversaries of the date of grant, May 1, 1999.