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4//SEC Filing

STAAR SURGICAL CO 4

Accession 0001181431-06-063363

$STAACIK 0000718937operating

View on SEC.gov Company Profile

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 8:24 PM ET

Size

41.5 KB

Accession

0001181431-06-063363

Insider Transaction Report

Form 4

Period: 2006-11-09

STAAR SURGICAL COSTAA

DirectorPresident, Int'l Operations

Transactions

Sale
Common Stock
2006-11-09$7.72/sh−400$3,088→ 1,172,500 total
Sale
Common Stock
2006-11-09$7.68/sh−1,700$13,056→ 1,177,700 total
Sale
Common Stock
2006-11-09$7.67/sh−600$4,602→ 1,179,400 total
Sale
Common Stock
2006-11-09$7.73/sh−700$5,411→ 1,171,800 total
Sale
Common Stock
2006-11-09$7.74/sh−200$1,548→ 1,171,600 total
Exercise/Conversion
Common Stock
2006-11-09$3.35/sh+15,000$50,250→ 1,180,000 total
Sale
Common Stock
2006-11-09$7.69/sh−100$769→ 1,176,500 total
Sale
Common Stock
2006-11-09$7.69/sh−1,100$8,459→ 1,176,600 total
Sale
Common Stock
2006-11-09$7.75/sh−300$2,325→ 1,171,300 total
Sale
Common Stock
2006-11-09$7.83/sh−900$7,047→ 1,166,500 total
Sale
Common Stock
2006-11-09$7.86/sh−394$3,097→ 1,165,706 total
Sale
Common Stock
2006-11-09$7.71/sh−2,300$17,733→ 1,172,900 total
Sale
Common Stock
2006-11-09$7.87/sh−306$2,408→ 1,165,400 total
Sale
Common Stock
2006-11-09$7.70/sh−1,200$9,240→ 1,175,200 total
Sale
Common Stock
2006-11-09$7.82/sh−800$6,256→ 1,167,400 total
Exercise/Conversion
Common Stock Options
2006-11-09−15,000→ 55,000 total
Exercise: $3.35Exp: 2011-08-08→ Common Stock (15,000 underlying)

Footnotes (2)

[F1]All transactions reported in this form were executed pursuant to a 10b5-1 plan providing for the sale of up to 115,000 shares of Common Stock between November 5, 2006 and October 5, 2007, comprising in aggregate 9.4% of the shares subject to options held by Mr. Bailey at the commencement of the plan.
[F2]The 150,000 options having an exercise price of $3.35 granted to Mr. Bailey vested as follows: 1/5 on 08/09/2001,1/5 on 08/09/2002, 1/5 on 08/09/2003, 1/5 on 08/09/2004, and 1/5 on 08/09/2005.

Documents

1 file

4
rrd136167.xmlPrimary
BAILEY FORM 4 10B5-1 SALES 1109

Issuer

STAAR SURGICAL CO

CIK 0000718937

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000718937

Filing Metadata

Form type: 4
Filed: Nov 12, 7:00 PM ET
Accepted: Nov 13, 8:24 PM ET
Size: 41.5 KB

View on SEC.gov