STAAR SURGICAL CO 4
4 · STAAR SURGICAL CO · Filed Nov 13, 2006
Insider Transaction Report
Form 4
BAILEY DAVID
DirectorPresident, Int'l Operations
Transactions
- Sale
Common Stock
2006-11-10$7.97/sh−800$6,376→ 1,158,800 total - Exercise/Conversion
Common Stock
2006-11-10$3.35/sh+6,200$20,770→ 1,165,000 total - Sale
Common Stock
2006-11-10$7.83/sh−2,500$19,575→ 1,161,700 total - Sale
Common Stock
2006-11-10$7.70/sh−100$770→ 1,164,900 total - Exercise/Conversion
Common Stock Options
2006-11-10−6,200→ 48,800 totalExercise: $3.35Exp: 2011-08-08→ Common Stock (6,200 underlying) - Sale
Common Stock
2006-11-10$7.82/sh−300$2,346→ 1,164,200 total - Sale
Common Stock
2006-11-10$7.87/sh−200$1,574→ 1,160,500 total - Sale
Common Stock
2006-11-10$7.85/sh−400$3,140→ 1,161,000 total
Footnotes (2)
- [F1]All transactions reported in this form were executed pursuant to a 10b5-1 plan providing for the sale of up to 115,000 shares of Common Stock between November 5, 2006 and October 5, 2007, comprising in aggregate 9.4% of the shares subject to options held by Mr. Bailey at the commencement of the plan.
- [F2]The 150,000 options having an exercise price of $3.35 granted to Mr. Bailey vested as follows: 1/5 on 08/09/2001,1/5 on 08/09/2002, 1/5 on 08/09/2003, 1/5 on 08/09/2004, and 1/5 on 08/09/2005.