Home/Filings/4/0001181431-06-063367
4//SEC Filing

STAAR SURGICAL CO 4

Accession 0001181431-06-063367

$STAACIK 0000718937operating

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 8:36 PM ET

Size

15.6 KB

Accession

0001181431-06-063367

Insider Transaction Report

Form 4
Period: 2006-11-13
BAILEY DAVID
DirectorPresident, Int'l Operations
Transactions
  • Exercise/Conversion

    Common Stock Options

    2006-11-133,50045,300 total
    Exercise: $3.35Exp: 2011-08-08Common Stock (3,500 underlying)
  • Sale

    Common Stock

    2006-11-13$8.03/sh900$7,2271,155,700 total
  • Sale

    Common Stock

    2006-11-13$8.04/sh200$1,6081,155,500 total
  • Sale

    Common Stock

    2006-11-13$8.00/sh1,500$12,0001,157,300 total
  • Sale

    Common Stock

    2006-11-13$8.01/sh300$2,4031,157,000 total
  • Sale

    Common Stock

    2006-11-13$8.02/sh400$3,2081,156,600 total
  • Exercise/Conversion

    Common Stock

    2006-11-13$3.35/sh+3,500$11,7251,158,800 total
Footnotes (2)
  • [F1]All transactions reported in this form were executed pursuant to a 10b5-1 plan providing for the sale of up to 115,000 shares of Common Stock between November 5, 2006 and October 5, 2007, comprising in aggregate 9.4% of the shares subject to options held by Mr. Bailey at the commencement of the plan.
  • [F2]The 150,000 options having an exercise price of $3.35 granted to Mr. Bailey vested as follows: 1/5 on 08/09/2001,1/5 on 08/09/2002, 1/5 on 08/09/2003, 1/5 on 08/09/2004, and 1/5 on 08/09/2005.

Issuer

STAAR SURGICAL CO

CIK 0000718937

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000718937

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 8:36 PM ET
Size
15.6 KB