4//SEC Filing
WASTE INDUSTRIES USA INC 4
Accession 0001181431-06-068893
CIK 0001125845operating
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 10:42 AM ET
Size
18.3 KB
Accession
0001181431-06-068893
Insider Transaction Report
Form 4
POOLE LONNIE C III
VP Corporate Development10% Owner
Transactions
- Sale
Common Stock
2006-12-11$31.23/sh−2,000$62,460→ 667,619 total
Holdings
- 5,287
Stock Option (Right to Buy)
Exercise: $23.12Exp: 2011-04-06→ Common Stock (5,287 underlying) - 474,124(indirect: By Trust)
Common Stock
- 5,050
Stock Option (Right to Buy)
Exercise: $15.29Exp: 2010-05-11→ Common Stock (5,050 underlying) - 29,467(indirect: By Trust)
Common Stock
- 6,145
Stock Option (Right to Buy)
Exercise: $11.79Exp: 2009-05-04→ Common Stock (6,145 underlying) - 400,864(indirect: By Trust)
Common Stock
- 4,380
Stock Option (Right to Buy)
Exercise: $6.93Exp: 2007-06-06→ Common Stock (4,380 underlying) - 400,865(indirect: By Trust)
Common Stock
- 5,040(indirect: By Children)
Common Stock
- 6,996
Stock Option (Right to Buy)
Exercise: $7.21Exp: 2008-04-22→ Common Stock (6,996 underlying) - 940,000(indirect: By Trust)
Common Stock
Footnotes (11)
- [F1]The Reporting Person is co-trustee of the trust holding these shares.
- [F10]These shares are held by the Reporting Person's mother as custodian for the Reporting Person's children under the Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F11]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
- [F2]The Reporting Person, as a beneficiary of the trust holding these shares, has shared investment power with the trust's other beneficiary.
- [F3]The Reporting Person's father, Lonnie C. Poole, Jr., is the trustee for these shares and the shares are held for the benefit of the Reporting Person's children.
- [F4]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
- [F5]The stock options granted to the Reporting Person in March 2002 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for a term of three (3) years, such that the options are fully vested on March 1, 2006, subject to continued employment.
- [F6]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F7]These shares are held in a grantor retained annuity trust.
- [F8]These shares are held in a trust of which the Reporting Person is co-trustee and beneficiary.
- [F9]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0001125845
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 10:42 AM ET
- Size
- 18.3 KB