4//SEC Filing
MAJOR JO S 4
Accession 0001181431-06-071824
CIK 0001056794other
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 9:45 PM ET
Size
8.8 KB
Accession
0001181431-06-071824
Insider Transaction Report
Form 4
AVANEX CORPAVNX
MAJOR JO S
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2006-12-20$1.77/sh−22,500$39,825→ 366,033 total - Exercise/Conversion
Restricted Stock Units
2006-12-20−50,000→ 150,000 totalExercise: $0.00From: 2006-12-20→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock
2006-12-20$0.00/sh+50,000$50→ 388,533 total
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2006
- [F2]25% of the Restricted Stock Units awarded shall vest on December 20, 2006, and 1/48 of the Restricted Stock Units awarded shall vest each month thereafter, such that 100% of the Restricted Stock Units will be fully vested on December, 2009, subject to the Reporting Person continuing to be a Service Provider through such date.
Issuer
AVANEX CORP
CIK 0001056794
Entity typeother
Related Parties
1- filerCIK 0001196839
Filing Metadata
- Form type
- 4
- Filed
- Dec 21, 7:00 PM ET
- Accepted
- Dec 22, 9:45 PM ET
- Size
- 8.8 KB