M&S MOSHAYEDI REVOCABLE TRUST DTD 11-16-95 4

Accession 0001181431-06-071874

CIK 0001102741other

Filed

Dec 25, 7:00 PM ET

Accepted

Dec 26, 4:05 PM ET

Size

34.5 KB

Accession

0001181431-06-071874

Form 4

Period: 2006-12-22

DirectorChief Executive Officer

Transactions

Sale
Common Stock
2006-12-22$12.07/sh−4,110$49,608→ 6,587,395 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.09/sh−1,106$13,372→ 6,582,989 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.06/sh−600$7,236→ 6,591,505 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.03/sh−1,000$12,030→ 6,593,405 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.08/sh−3,300$39,864→ 6,584,095 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.12/sh−789$9,563→ 6,570,800 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.00/sh−14,635$175,620→ 6,600,455 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.02/sh−1,050$12,621→ 6,594,405 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.04/sh−1,100$13,244→ 6,592,305 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.13/sh−5,300$64,289→ 6,565,500 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.14/sh−410$4,977→ 6,565,090 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.10/sh−10,700$129,470→ 6,572,289 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.01/sh−5,000$60,050→ 6,595,455 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.05/sh−200$2,410→ 6,592,105 total(indirect: By Trust)
Sale
Common Stock
2006-12-22$12.11/sh−700$8,477→ 6,571,589 total(indirect: By Trust)

Holdings

Non-Qualified Stock Options (Right to Buy Common Stock)
Exercise: $3.08Exp: 2013-05-21→ Common Stock (87,665 underlying)
87,665
Non-Qualified Stock Options (Right to Buy Common Stock)
Exercise: $3.84Exp: 2015-02-23→ Common Stock (300,000 underlying)
300,000
Common Stock
25,000
Incentive Stock Options (Right to Buy Common Stock)
Exercise: $3.39Exp: 2008-05-21→ Common Stock (162,335 underlying)
162,335
Common Stock
(indirect: By Trust)
1,457,878

Footnotes (4)

[F1]These shares are owned directly by the M. and S. Moshayedi Revocable Trust, dated 11/16/95, a ten percent owner of the issuer, and indirectly by Manouch Moshayedi as the trustee of this trust and who may be deemed to be a ten percent owner of the issuer. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F2]These shares are owned directly by the M. and S. Moshayedi Investment Trust, dated 11/16/95, and Manouch Moshayedi is an indirect beneficiary of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F3]These options are fully vested and immediately exercisable.
[F4]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the M. and S. Moshayedi Revocable Trust, dated 11/16/95, on May 18, 2006, as amended on August 22, 2006.

Documents

1 file

SIMPLETECH INC

CIK 0001102741

Entity typeother

IncorporatedCA