VICKERY E MICHELE 4
4 · NOVAMED INC · Filed Jan 3, 2007
Insider Transaction Report
Form 4Exit
NOVAMED INCNOVA
VICKERY E MICHELE
Executive VP Operations
Transactions
- Disposition to Issuer
Common Stock
[F11]2006-12-28$2.20/sh−3,647$8,023→ 86,546 total
Holdings
- 33,200
Stock Option (right to buy)
[F1]Exercise: $2.20Exp: 2007-03-31→ Common Stock (16,600 underlying) - 0
Stock Option (right to buy)
[F2]Exercise: $3.50Exp: 2008-02-01→ Common Stock (24,000 underlying) - 0
Stock Option (right to buy)
[F3]Exercise: $5.00Exp: 2009-02-17→ Common Stock (30,000 underlying) - 0
Stock Option (right to buy)
[F4]Exercise: $12.00Exp: 2010-03-09→ Common Stock (40,000 underlying) - 0
Stock Option (right to buy)
[F5]Exercise: $1.75Exp: 2011-04-20→ Common Stock (100,000 underlying) - 0
Stock Option (right to buy)
[F6]Exercise: $0.78Exp: 2012-04-02→ Common Stock (90,000 underlying) - 0
Stock Option (right to buy)
[F7]Exercise: $1.27Exp: 2013-03-21→ Common Stock (15,000 underlying) - 0
Stock Option (right to buy)
[F8]Exercise: $4.45Exp: 2014-03-16→ Common Stock (45,000 underlying) - 0
Stock Option (right to buy)
[F9]Exercise: $5.96Exp: 2015-06-16→ Common Stock (55,000 underlying) - 0
Stock Option (right to buy)
[F10]Exercise: $6.87Exp: 2016-06-20→ Common Stock (12,500 underlying)
Footnotes (11)
- [F1]This option was originally granted for 200,000 shares on 3/31/97 and provides for vesting in monthly installments over four years. Pursuant to this option grant, the Reporting Person exercised 34,000 shares on 5/28/99, 4,000 shares on 5/8/06, 12,600 shares on 5/9/06, 11,600 shares on 6/1/06, 5,000 shares on 6/2/06, 16,600 shares on 7/3/06, 16,600 shares on 8/1/06, 16,600 shares on 9/1/06, 16,600 shares on 10/2/06, 16,600 shares on 11/1/06, and 16,600 shares on 12/1/06, all of which have been previously reported. Reporting person's employment with issuer terminated 12/28/06; reporting person has until 3/28/07 to exercise her vested options.
- [F10]Subject to certain restrictions, 1,563 of these options will vest on 12/20/06 with the remainder vesting approximately 260 per month starting on 1/20/07. Vesting stopped as of 12/28/06 in connection with the reporting person's termination of employment; reporting person has until 3/28/07 to exercise her vested options.
- [F11]Forfeiture of 3,647 restricted shares of common stock in connection with the reporting person's termination of employment with the issuer on 12/28/06.
- [F2]Subject to certain restrictions, 3,000 of these options vested on 8/1/98, with the remainder vesting 500 per month starting on 9/1/98. Reporting person's employment with issuer terminated 12/28/06; reporting person has until 3/28/07 to exercise her vested options.
- [F3]Subject to certain restrictions, 3,750 of these options vested on 8/17/99, with the remainder vesting 625 per month starting on 9/17/99; all such options became fully vested upon completion of an initial public offering. Reporting person's employment with issuer terminated 12/28/06; reporting person has until 3/28/07 to exercise her vested options.
- [F4]Subject to certain restrictions, 5,000 of these options vested on 9/8/00, with the remainder vesting 833 per month starting on 10/8/00. Reporting person's employment with issuer terminated 12/28/06; reporting person has until 3/28/07 to exercise her vested options.
- [F5]Subject to certain restrictions, 12,500 of these options vested on 10/19/01, with the remainder vesting 2,083 per month starting on 11/19/01. Reporting person's employment with issuer terminated 12/28/06; reporting person has until 3/28/07 to exercise her vested options.
- [F6]Subject to certain restrictions, 11,250 of these options vested on 10/1/02, with the remainder vesting 1,875 per month starting on 11/1/02. Reporting person's employment with issuer terminated 12/28/06; reporting person has until 3/28/07 to exercise her vested options.
- [F7]Subject to certain restrictions, 1,875 of these options vested on 9/20/03, with the remainder vesting 312 per month starting on 10/20/03. Vesting stopped as of 12/28/06 in connection with the reporting person's termination of employment; reporting person has until 3/28/07 to exercise her vested options.
- [F8]Subject to certain restrictions, 5,625 of these options vested on 9/16/04, with the remainder vesting 937 per month starting on 10/16/04. Vesting stopped as of 12/28/06 in connection with the reporting person's termination of employment; reporting person has until 3/28/07 to exercise her vested options.
- [F9]Subject to certain restrictions, 6,875 of these options vested on 12/17/05, with the remainder vesting 1,145 per month starting on 1/17/06. Vesting stopped as of 12/28/06 in connection with the reporting person's termination of employment; reporting person has until 3/28/07 to exercise her vested options.
Signature
/s/ John Lawrence by Power of Attorney|2007-01-03