Home/Filings/4/0001181431-07-006656

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GILL JACK M 4

Accession 0001181431-07-006656

CIK 0001142512other

View on SEC.gov Company Profile

Filed

Jan 29, 7:00 PM ET

Accepted

Jan 30, 12:16 PM ET

Size

45.5 KB

Accession

0001181431-07-006656

Insider Transaction Report

Form 4

Period: 2007-01-22

ZIPREALTY INCZIPR

Wood Donald F

Director

Transactions

Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total

Holdings

Common Stock
(indirect: See footnote)
64,764

ULRICH ROBERT D

10% Owner

Transactions

Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)

Holdings

Common Stock
(indirect: See footnote)
64,764

GILL JACK M

10% Owner

Transactions

Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)
Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)

Holdings

Common Stock
(indirect: See footnote)
64,764

VANGUARD VI ANNEX FUND L P

10% Owner

Transactions

Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)
Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)

Holdings

Common Stock
(indirect: See footnote)
64,764

Vanguard VI, L.P.

10% Owner

Transactions

Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)
Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)

Holdings

Common Stock
(indirect: See footnote)
64,764

VANGUARD VI AFFILIATES FUND L P

10% Owner

Transactions

Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total
Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)

Holdings

Common Stock
(indirect: See footnote)
64,764

Vanguard VI Venture Partners, L.L.C.

10% Owner

Transactions

Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+3,779$14,851→ 19,685 total
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−5,003→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (5,003 underlying)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+120,964$475,389→ 2,008,456 total(indirect: See footnote)
Sale
Common Stock
2007-01-22$7.68/sh−2,562$19,666→ 80,503 total(indirect: See footnote)
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−120,964→ 0 total(indirect: See footnote)
Exercise: $3.93Exp: 2007-02-11→ Common Stock (120,964 underlying)
Sale
Common Stock
2007-01-22$7.68/sh−1,935$14,853→ 17,750 total
Exercise of In-Money
Series E-1 Preferred Stock Purchase Warrant
2007-01-22−3,779→ 0 total
Exercise: $3.93Exp: 2007-02-11→ Common Stock (3,779 underlying)
Sale
Common Stock
2007-01-22$7.68/sh−61,932$475,390→ 1,946,524 total(indirect: See footnote)
Exercise of In-Money
Common Stock
2007-01-22$3.93/sh+5,003$19,662→ 83,065 total(indirect: See footnote)

Holdings

Common Stock
(indirect: See footnote)
64,764

Footnotes (5)

[F1]Shares are owned directly by Vanguard VI, L.P. ("V6 LP"). Vanguard VI Venture Partners, LLC ("VVP"), the general partner for V6 LP, and Donald Wood, Jack M. Gill and Robert D. Ulrich, managing members of VVP, may be deemed to share voting and dispositive power over the shares held by V6 LP and disclaim beneficial ownership of shares held by V6 LP except to the extent of any pecuniary interest therein.
[F2]Shares are owned directly by Vanguard VI Affiliates Fund, L.P. ("Affiliates"). VVP, the general partner for Affiliates, and Donald Wood, Jack M. Gill and Robert D. Ulrich, managing members of VVP, may be deemed to share voting and dispositive power over the shares held by Affiliates and disclaim beneficial ownership of shares held by Affiliates except to the extent of any pecuniary interest therein.
[F3]Warrants were immediately exercisable following issuance.
[F4]This represents shares that were withheld by the issuer pursuant to the net exercise feature for the exercise of the warrants reported herein.
[F5]Shares are owned directly by Vanguard VI Annex Fund, L.P. ("Annex"). VVP, the general partner for Annex, and Donald Wood, Jack M. Gill and Robert D. Ulrich, managing members of VVP, may be deemed to share voting and dispositive power over the shares held by Annex and disclaim beneficial ownership of shares held by Annex except to the extent of any pecuniary interest therein.

Documents

1 file

4
rrd144281.xmlPrimary
VANGUARD VI / WOOD (EXERCISE OF WARRANTS)

Issuer

ZIPREALTY INC

CIK 0001142512

→

Entity typeother

Related Parties

filerCIK 0001016730

Filing Metadata

Form type: 4
Filed: Jan 29, 7:00 PM ET
Accepted: Jan 30, 12:16 PM ET
Size: 45.5 KB

View on SEC.gov