Home/Filings/4/0001181431-07-007290
4//SEC Filing

SUN MICROSYSTEMS, INC. 4

Accession 0001181431-07-007290

CIK 0000709519operating

Filed

Jan 30, 7:00 PM ET

Accepted

Jan 31, 6:37 PM ET

Size

23.8 KB

Accession

0001181431-07-007290

Insider Transaction Report

Form 4
Period: 2007-01-29
Transactions
  • Tax Payment

    Common Stock

    2007-01-29$6.33/sh36,352$230,108440,147 total
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $5.02Exp: 2008-04-15Common Stock (106,000 underlying)
    106,000
  • Employee Stock Option (Right to Buy)

    Exercise: $18.58Exp: 2011-04-18Common Stock (111,686 underlying)
    111,686
  • Employee Stock Option (Right to Buy)

    Exercise: $12.53Exp: 2009-04-20Common Stock (100,000 underlying)
    100,000
  • Employee Stock Option (Right to Buy)

    Exercise: $4.26Exp: 2016-07-27Common Stock (500,000 underlying)
    500,000
  • Employee Stock Option (Right to Buy)

    Exercise: $12.59Exp: 2011-11-07Common Stock (39,211 underlying)
    39,211
  • Employee Stock Option (Right to Buy)

    Exercise: $6.45Exp: 2012-05-02Common Stock (126,974 underlying)
    126,974
  • Employee Stock Option (Right to Buy)

    Exercise: $3.79Exp: 2014-07-29Common Stock (400,000 underlying)
    400,000
  • Employee Stock Option (Right to Buy)

    Exercise: $9.14Exp: 2010-03-19Common Stock (125 underlying)
    125
  • Employee Stock Option (Right to Buy)

    Exercise: $40.00Exp: 2010-04-12Common Stock (51,676 underlying)
    51,676
  • Employee Stock Option (Right to Buy)

    Exercise: $3.70Exp: 2012-07-25Common Stock (197,713 underlying)
    197,713
  • Employee Stock Option (Right to Buy)

    Exercise: $3.85Exp: 2013-07-23Common Stock (399,152 underlying)
    399,152
  • Employee Stock Option (Right to Buy)

    Exercise: $12.59Exp: 2011-11-07Common Stock (44,785 underlying)
    44,785
  • Employee Stock Option (Right to Buy)

    Exercise: $3.85Exp: 2015-07-28Common Stock (300,000 underlying)
    300,000
Footnotes (15)
  • [F1]This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan.
  • [F10]This option vests and becomes exercisable in five equal annual installments of approximately 39,542 shares beginning on July 25, 2003.
  • [F11]This option vests and becomes exercisable in five equal annual installments of approximately 79,830 shares beginning on July 23, 2004.
  • [F12]This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 29, 2005.
  • [F13]This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006.
  • [F14]This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 27, 2007.
  • [F15]Includes 274,750 shares of unvested restricted stock.
  • [F2]This option vests and becomes exercisable in five equal annual installments of 58,800 shares beginning on April 15, 1999.
  • [F3]This option vests and becomes exercisable in five equal annual installments of 20,000 shares beginning on April 20, 2000.
  • [F4]This option vests and becomes exercisable in five equal annual installments of approximately 10,335 shares beginning on April 12, 2001.
  • [F5]This option vests and becomes exercisable in five equal annual installments of approximately 22,337 shares beginning on April 18, 2002.
  • [F6]This option vests and becomes exercisable in five equal annual installments of approximately 7,842 shares beginning on November 7, 2002.
  • [F7]This option vests and becomes exercisable in five equal annual installments of 8,957 shares beginning on November 7, 2002.
  • [F8]This option vests and becomes exercisable in five equal annual installments of 25 shares beginning on March 19, 2003.
  • [F9]This option vests and becomes exercisable in five equal annual installments of approximately 25,394 shares beginning on May 2, 2003.

Issuer

SUN MICROSYSTEMS, INC.

CIK 0000709519

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000709519

Filing Metadata

Form type
4
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 6:37 PM ET
Size
23.8 KB