SUN MICROSYSTEMS, INC. 4
4 · SUN MICROSYSTEMS, INC. · Filed Jan 31, 2007
Insider Transaction Report
Form 4
YEN DAVID W
EVP, Storage Group
Transactions
- Tax Payment
Common Stock
2007-01-29$6.33/sh−36,127$228,684→ 321,237 total
Holdings
- 32,000
Employee Stock Option (Right to Buy)
Exercise: $14.61Exp: 2007-06-16→ Common Stock (32,000 underlying) - 30,000
Employee Stock Option (Right to Buy)
Exercise: $57.69Exp: 2008-08-16→ Common Stock (30,000 underlying) - 20,000
Employee Stock Option (Right to Buy)
Exercise: $16.25Exp: 2009-06-13→ Common Stock (20,000 underlying) - 400,000
Employee Stock Option (Right to Buy)
Exercise: $3.79Exp: 2012-07-29→ Common Stock (400,000 underlying) - 250,000
Employee Stock Option (Right to Buy)
Exercise: $31.75Exp: 2008-12-13→ Common Stock (250,000 underlying) - 100,000
Employee Stock Option (Right to Buy)
Exercise: $36.72Exp: 2007-12-15→ Common Stock (100,000 underlying) - 26,000
Employee Stock Option (Right to Buy)
Exercise: $40.00Exp: 2008-04-12→ Common Stock (26,000 underlying) - 50,000
Employee Stock Option (Right to Buy)
Exercise: $12.59Exp: 2009-11-07→ Common Stock (50,000 underlying) - 300,000
Employee Stock Option (Right to Buy)
Exercise: $3.70Exp: 2012-07-25→ Common Stock (300,000 underlying) - 200
Employee Stock Option (Right to Buy)
Exercise: $9.14Exp: 2010-03-19→ Common Stock (200 underlying) - 200,000
Employee Stock Option (Right to Buy)
Exercise: $6.45Exp: 2012-05-02→ Common Stock (200,000 underlying) - 500,000
Employee Stock Option (Right to Buy)
Exercise: $3.85Exp: 2013-07-23→ Common Stock (500,000 underlying)
Footnotes (9)
- [F1]This includes 44,750 shares of unvested restricted stock.
- [F2]This option was granted under the Sun Microsystems, Inc. 1990 Long-Term Equity Incentive Plan.
- [F3]Immediately.
- [F4]This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 25, 2003.
- [F5]This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 23, 2004.
- [F6]This option vests and becomes exercisable in five equal annual installments of 80,000 shares beginning on July 29, 2005.
- [F7]This option vests and becomes exercisable in five equal annual installments of 40,000 shares beginning on January 27, 2006.
- [F8]This option vests and becomes exercisable in five equal annual installments of 60,000 shares beginning on July 28, 2006.
- [F9]This option vests and becomes exercisable in five equal annual installments of 100,000 shares beginning on July 27, 2007.