4//SEC Filing
Jarvis David R 4
Accession 0001181431-07-007646
CIK 0000010048other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 5:33 PM ET
Size
23.5 KB
Accession
0001181431-07-007646
Insider Transaction Report
Form 4
Mercury Global Alpha Fund LP
10% Owner
Transactions
- Purchase
Common Stock
2007-01-30$20.45/sh+1,100$22,490→ 1,385,554 total(indirect: See Footnote) - Purchase
Common Stock
2007-01-29$20.14/sh+3,000$60,435→ 1,384,454 total(indirect: See Footnote)
MacLean Malcolm F IV
10% Owner
Transactions
- Purchase
Common Stock
2007-01-29$20.14/sh+3,000$60,435→ 1,384,454 total(indirect: See Footnote) - Purchase
Common Stock
2007-01-30$20.45/sh+1,100$22,490→ 1,385,554 total(indirect: See Footnote)
Mercury Cabot LLC
10% Owner
Transactions
- Purchase
Common Stock
2007-01-29$20.14/sh+3,000$60,435→ 1,384,454 total(indirect: See Footnote) - Purchase
Common Stock
2007-01-30$20.45/sh+1,100$22,490→ 1,385,554 total(indirect: See Footnote)
Jarvis David R
10% Owner
Transactions
- Purchase
Common Stock
2007-01-29$20.14/sh+3,000$60,435→ 1,384,454 total(indirect: See Footnote) - Purchase
Common Stock
2007-01-30$20.45/sh+1,100$22,490→ 1,385,554 total(indirect: See Footnote)
Footnotes (6)
- [F1]These shares were acquired by Mercury Real Estate Advisors, LLC ("Advisors"), a registered investment adviser, on behalf of Mercury Global Alpha Fund LP ("MGAF"), for which Advisors serves as the investment adviser. Mr. David R. Jarvis is a managing member of Advisors. Mr. Jarvis disclaims beneficial ownership of the shares held directly by MGAF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MGAF, or as a result of his membership interest in Mercury Cabot (as defined below), of which he is a managing member. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F2]These shares were acquired by Advisors on behalf of MGAF. Mr. Malcolm F. MacLean IV is a managing member of Advisors. Mr. MacLean disclaims beneficial ownership of the shares held directly by MGAF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MGAF, or as a result of his membership interest in Mercury Cabot, of which he is a managing member. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F3]These shares are held directly by MGAF.
- [F4]These shares are held directly by MGAF. Mercury Cabot LLC ("Mercury Cabot") is the general partner of MGAF. Mercury Cabot disclaims beneficial ownership of these shares except to the extent of the pecuniary interest, if any, in such shares as a result of its partnership interest in MGAF.
- [F5]The shares reported in Column 5 are held directly by certain private investment funds, including MGAF (the "Funds"), and certain managed accounts (the "Managed Accounts"), for which Advisors serves as the investment adviser. Mr. Jarvis disclaims beneficial ownership of the shares held directly by the Funds and the Managed Accounts, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from each of the Funds and Managed Accounts, or as a result of his membership interest in certain limited liability companies, including Mercury Cabot, that serve as the general partners of certain of the Funds. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F6]The shares reported in Column 5 are held directly by the Funds and the Managed Accounts, for which Advisors serves as the investment adviser. Mr. MacLean disclaims beneficial ownership of the shares held directly by the Funds and the Managed Accounts, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from each of the Funds and Managed Accounts, or as a result of his membership interest in certain limited liability companies, including Mercury Cabot, that serve as the general partners of certain of the Funds. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
Documents
Issuer
BARNWELL INDUSTRIES INC
CIK 0000010048
Entity typeother
Related Parties
1- filerCIK 0001318128
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 5:33 PM ET
- Size
- 23.5 KB