NYSE Group, Inc. 4
4 · NYSE Group, Inc. · Filed Feb 6, 2007
Insider Transaction Report
Form 4
Bernstein Dale B
EVP - HR
Transactions
- Award
Restricted Stock Units
2007-02-03+976→ 976 total→ Common Stock, par value $0.01 per share (976 underlying) - Award
Employee Stock Options (Right to buy)
2007-02-03−975→ 975 totalExercise: $99.50Exp: 2017-02-02→ Common Stock, par value $0.01 per share (975 underlying)
Footnotes (4)
- [F1]Granted under the NYSE Group, Inc. 2006 Stock Incentive Plan.
- [F2]Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock. RSUs vest and shares are delivered in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer.
- [F3]Pursuant to resolutions of the Issuer's Board of Directors adopted 1/4/2007, the effective date of grant is 2/3/2007. The amount of the award and the exercise price of options included in the award were determined in part by reference to the closing price of the Issuer's common stock on 2/2/2007.
- [F4]Options vest and become exercisable in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer.