4//SEC Filing
NYSE Group, Inc. 4
Accession 0001181431-07-008914
CIK 0001326579operating
Filed
Feb 5, 7:00 PM ET
Accepted
Feb 6, 5:45 PM ET
Size
8.6 KB
Accession
0001181431-07-008914
Insider Transaction Report
Form 4
Putnam Gerald D
President and Co-COO
Transactions
- Award
Restricted Stock Units
2007-02-03+19,786→ 19,786 total→ Common Stock, par value $0.01 per share (19,786 underlying) - Award
Employee Stock Options (right to buy)
2007-02-03+19,755→ 19,755 totalExercise: $99.50Exp: 2017-02-02→ Common Stock, par value $0.01 per share (19,755 underlying)
Footnotes (4)
- [F1]Granted under the NYSE Group, Inc. 2006 Stock Incentive Plan.
- [F2]Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock. RSUs vest and shares are delivered in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer.
- [F3]Pursuant to resolutions of the Issuer's Board of Directors adopted 1/4/2007, the effective date of grant is 2/3/2007. The amount of the award and the exercise price of options included in the award were determined in part by reference to the closing price of the Issuer's common stock on 2/2/2007.
- [F4]Options vest and become exercisable in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer.
Documents
Issuer
NYSE Group, Inc.
CIK 0001326579
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001326579
Filing Metadata
- Form type
- 4
- Filed
- Feb 5, 7:00 PM ET
- Accepted
- Feb 6, 5:45 PM ET
- Size
- 8.6 KB