NYSE Group, Inc. 4
4 · NYSE Group, Inc. · Filed Feb 6, 2007
Insider Transaction Report
Form 4
THAIN JOHN A
DirectorChief Executive Officer
Transactions
- Award
Restricted Stock Units
2007-02-03+30,151→ 30,151 total→ Common Stock, par value $0.01 per share (30,151 underlying) - Award
Employee Stock Options
2007-02-03+30,102→ 30,102 totalExercise: $99.50Exp: 2017-02-02→ Common Stock, par value $0.01 per share (30,102 underlying)
Footnotes (4)
- [F1]Granted under the NYSE Group, Inc. 2006 Stock Incentive Plan.
- [F2]Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's Common Stock. RSUs vest and shares are delivered in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer.
- [F3]Pursuant to resolutions of the Issuer's Board of Directors adopted 1/4/2007, the effective date of grant is 2/3/2007. The amount of the award and the exercise price of options included in the award were determined in part by reference to the closing price of the Issuer's common stock on 2/2/2007.
- [F4]Options vest and become exercisable in three equal installments on each of February 3, 2008, 2009, and 2010, subject to the Reporting Person's continued employment with the Issuer.