⌘K

Login Start Free

Home/Filings/4/0001181431-07-012946

4//SEC Filing

TRADESTATION GROUP INC 4

Accession 0001181431-07-012946

CIK 0001111559operating

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 9:35 AM ET

Size

23.4 KB

Accession

0001181431-07-012946

Insider Transaction Report

Form 4

Period: 2007-02-20

TRADESTATION GROUP INCTRAD

Nikolson Joseph

Other

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20$1.39/sh−4,000$5,560→ 4,000 total
Exercise: $1.39From: 2006-12-24Exp: 2012-12-24→ Common Stock (4,000 underlying)
Sale
Common Stock
2007-02-20$13.26/sh−100$1,326→ 1,176 total
Sale
Common Stock
2007-02-20$13.28/sh−1,176$15,617→ 0 total
Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20$7.11/sh−3,200$22,752→ 9,600 total
Exercise: $7.11From: 2007-01-03Exp: 2015-01-03→ Common Stock (3,200 underlying)
Sale
Common Stock
2007-02-20$13.25/sh−8,100$107,325→ 1,276 total
Sale
Common Stock
2007-02-20$13.16/sh−1,261$16,595→ 9,376 total
Exercise/Conversion
Common Stock
2007-02-20$1.47/sh+6,000$8,820→ 10,000 total
Exercise/Conversion
Common Stock
2007-02-20$1.39/sh+4,000$5,560→ 4,000 total
Award
Stock Option (Right to Buy)
2007-02-20$13.12/sh+10,000$131,200→ 10,000 total
Exercise: $13.12From: 2008-02-20Exp: 2017-02-20→ Common Stock (10,000 underlying)
Exercise/Conversion
Common Stock
2007-02-20$7.11/sh+3,200$22,752→ 13,200 total
Sale
Common Stock
2007-02-20$13.14/sh−2,563$33,678→ 10,637 total
Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20$1.47/sh−6,000$8,820→ 0 total
Exercise: $1.47From: 2007-01-28Exp: 2012-01-28→ Common Stock (6,000 underlying)

Footnotes (3)

[F1]The derivative securities exercised (4,000 in total) became exercisable on December 24, 2006. The remaining derivative securities beneficially owned after such exercises (4,000 in total) become exercisable on December 24, 2007.
[F2]The derivative securities exercised (3,200 in total) became exercisable on January 3, 2007. The remaining derivative securities beneficially owned after such exercise (9,600 in total) become exercisable as follows: 3,200 each on January 3, 2008, 2009 and 2010.
[F3]Stock option becomes exercisable in one-fifth (1/5) increments on February 20, 2008, 2009, 2010, 2011 and 2012.

Documents

1 file

4
rrd147934.xmlPrimary
FORM 4

Issuer

TRADESTATION GROUP INC

CIK 0001111559

Entity typeoperating

IncorporatedFL

Related Parties

1

filerCIK 0001111559

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 9:35 AM ET
Size: 23.4 KB

View on SEC.gov