WASTE INDUSTRIES USA INC 4

Accession 0001181431-07-013035

CIK 0001125845operating

View on SEC.gov Company Profile

Filed

Feb 20, 7:00 PM ET

Accepted

Feb 21, 3:10 PM ET

Size

24.7 KB

Accession

0001181431-07-013035

Insider Transaction Report

Form 4

Period: 2007-02-20

WASTE INDUSTRIES USA INCWWIN

POOLE LONNIE C III

VP Corporate Development10% Owner

Transactions

Exercise/Conversion
Common Stock
2007-02-20$11.79/sh+4,225$49,821→ 761,527 total
Exercise/Conversion
Common Stock
2007-02-20$15.29/sh+2,210$33,791→ 763,737 total
Exercise/Conversion
Common Stock
2007-02-20$7.21/sh+6,558$47,283→ 757,302 total
Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20−2,210→ 2,840 total
Exercise: $15.29Exp: 2010-05-11→ Common Stock (5,050 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20−4,380→ 0 total
Exercise: $6.93Exp: 2007-06-06→ Common Stock (4,380 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20−4,225→ 1,920 total
Exercise: $11.79Exp: 2009-05-04→ Common Stock (6,145 underlying)
Exercise/Conversion
Stock Option (Right to Buy)
2007-02-20−6,558→ 438 total
Exercise: $7.21Exp: 2008-04-22→ Common Stock (6,996 underlying)
Exercise/Conversion
Common Stock
2007-02-20$6.93/sh+4,380$30,353→ 750,744 total

Holdings

Common Stock
(indirect: By Children)
6,540
Common Stock
(indirect: By Trust)
432,846
Common Stock
(indirect: By Trust)
695,865
Common Stock
(indirect: By Trust)
350,000
Stock Option (Right to Buy)
Exercise: $23.12Exp: 2011-04-06→ Common Stock (5,287 underlying)
5,287
Common Stock
(indirect: By Trust)
695,864

Footnotes (10)

[F1]The Reporting Person is co-trustee of the trust holding these shares.
[F10]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
[F2]The Reporting Person, as a beneficiary of the trust holding these shares, has shared investment power with the trust's other beneficiary.
[F3]The Reporting Person's father, Lonnie C. Poole, Jr., is the trustee for these shares and the shares are held for the benefit of the Reporting Person's children.
[F4]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
[F5]The stock options granted to the Reporting Person in March 2002 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for a term of three (3) years, such that the options are fully vested on March 1, 2006, subject to continued employment.
[F6]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
[F7]These shares are held in a grantor retained annuity trust.
[F8]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
[F9]These shares are held by the Reporting Person's mother as custodian for the Reporting Person's children under the Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.

Documents

1 file

4
rrd148021.xmlPrimary
FORM 4 - 2/07

Issuer

WASTE INDUSTRIES USA INC

CIK 0001125845

→

Entity typeoperating

IncorporatedNC

Related Parties

filerCIK 0001125845

Filing Metadata

Form type: 4
Filed: Feb 20, 7:00 PM ET
Accepted: Feb 21, 3:10 PM ET
Size: 24.7 KB

View on SEC.gov