4//SEC Filing
WASTE INDUSTRIES USA INC 4
Accession 0001181431-07-020867
CIK 0001125845operating
Filed
Mar 21, 8:00 PM ET
Accepted
Mar 22, 5:24 PM ET
Size
17.4 KB
Accession
0001181431-07-020867
Insider Transaction Report
Form 4
POOLE LONNIE C III
VP Corporate Development10% Owner
Transactions
- Award
Stock Option (Right to Buy)
2007-03-20$30.32/sh+2,082$63,118→ 2,082 totalExercise: $30.32Exp: 2012-03-20→ Common Stock (2,082 underlying)
Holdings
- 6,540(indirect: By Children)
Common Stock
- 350,000(indirect: By Trust)
Common Stock
- 763,737
Common Stock
- 438
Stock Option (Right to Buy)
Exercise: $7.21Exp: 2008-04-22→ Common Stock (438 underlying) - 695,864(indirect: By Trust)
Common Stock
- 5,287
Stock Option (Right to Buy)
Exercise: $23.12Exp: 2011-04-06→ Common Stock (5,287 underlying) - 695,865(indirect: By Trust)
Common Stock
- 2,840
Stock Option (Right to Buy)
Exercise: $15.29Exp: 2010-05-11→ Common Stock (2,840 underlying) - 432,846(indirect: By Trust)
Common Stock
- 1,920
Stock Option (Right to Buy)
Exercise: $11.79Exp: 2009-05-04→ Common Stock (1,920 underlying)
Footnotes (10)
- [F1]The Reporting Person is co-trustee of the trust holding these shares.
- [F10]The stock options granted to the Reporting Person in March 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
- [F2]The Reporting Person, as a beneficiary of the trust holding these shares, has shared investment power with the trust's other beneficiary.
- [F3]The Reporting Person's father, Lonnie C. Poole, Jr., is the trustee for these shares and the shares are held for the benefit of the Reporting Person's children.
- [F4]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, subject to continued employment.
- [F5]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F6]These shares are held in a grantor retained annuity trust.
- [F7]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F8]These shares are held by the Reporting Person's mother as custodian for the Reporting Person's children under the Uniform Gifts to Minors Act. The Reporting Person disclaims beneficial ownership of these shares and this report shall not be an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose.
- [F9]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0001125845
Filing Metadata
- Form type
- 4
- Filed
- Mar 21, 8:00 PM ET
- Accepted
- Mar 22, 5:24 PM ET
- Size
- 17.4 KB