4//SEC Filing
Jarvis David R 4
Accession 0001181431-07-024495
CIK 0000010048other
Filed
Apr 8, 8:00 PM ET
Accepted
Apr 9, 4:35 PM ET
Size
29.3 KB
Accession
0001181431-07-024495
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock
2007-03-22$20.49/sh+700$14,340→ 1,396,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-23$20.82/sh+2,000$41,632→ 1,398,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-21$20.01/sh+1,100$22,011→ 1,395,604 total(indirect: See Footnote)
Jarvis David R
10% Owner
Transactions
- Purchase
Common Stock
2007-03-21$20.01/sh+1,100$22,011→ 1,395,604 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-22$20.49/sh+700$14,340→ 1,396,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-23$20.82/sh+2,000$41,632→ 1,398,304 total(indirect: See Footnote)
Mercury Special Situations Fund L P
10% Owner
Transactions
- Purchase
Common Stock
2007-03-22$20.49/sh+700$14,340→ 1,396,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-21$20.01/sh+1,100$22,011→ 1,395,604 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-23$20.82/sh+2,000$41,632→ 1,398,304 total(indirect: See Footnote)
MacLean Malcolm F IV
10% Owner
Transactions
- Purchase
Common Stock
2007-03-23$20.82/sh+2,000$41,632→ 1,398,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-22$20.49/sh+700$14,340→ 1,396,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-21$20.01/sh+1,100$22,011→ 1,395,604 total(indirect: See Footnote)
Mercury Securities II LLC
10% Owner
Transactions
- Purchase
Common Stock
2007-03-21$20.01/sh+1,100$22,011→ 1,395,604 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-22$20.49/sh+700$14,340→ 1,396,304 total(indirect: See Footnote) - Purchase
Common Stock
2007-03-23$20.82/sh+2,000$41,632→ 1,398,304 total(indirect: See Footnote)
Footnotes (9)
- [F1]These shares were acquired by Mercury Real Estate Advisors, LLC ("Advisors"), a registered investment adviser, on behalf of Mercury Special Situations Offshore Fund, Ltd. ("MSSOF"), for which Advisors serves as the investment adviser. Mr. David R. Jarvis is a managing member of Advisors. Mr. Jarvis disclaims beneficial ownership of the shares held directly by MSSOF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MSSOF. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F2]These shares were acquired by Advisors on behalf of MSSOF. Mr. Malcolm F. MacLean IV is a managing member of Advisors. Mr. MacLean disclaims beneficial ownership of the shares held directly by MSSOF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MSSOF. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F3]These shares are held directly by MSSOF.
- [F4]These shares were acquired by Advisors on behalf of Mercury Special Situations Fund LP ("MSSF"), for which Advisors serves as the investment adviser. Mr. Jarvis disclaims beneficial ownership of the shares held directly by MSSF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MSSF, or as a result of his membership interest in MS II LLC (as defined below), of which he is a managing member. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F5]These shares were acquired by Advisors on behalf of MSSF. Mr. MacLean disclaims beneficial ownership of the shares held directly by MSSF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MSSF, or as a result of his membership interest in MS II LLC, of which he is a managing member. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F6]These shares are held directly by MSSF.
- [F7]These shares are held directly by MSSF. Mercury Securities II LLC ("MS II LLC") is the general partner of MSSF. MS II LLC disclaims beneficial ownership of these shares except to the extent of the pecuniary interest, if any, in such shares as a result of its partnership interest in MSSF.
- [F8]The shares reported in Column 5 are held directly by certain private investment funds, including MSSOF and MSSF (the "Funds"), and certain managed accounts (the "Managed Accounts"), for which Advisors serves as the investment adviser. Mr. Jarvis disclaims beneficial ownership of the shares held directly by the Funds and the Managed Accounts, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from each of the Funds and Managed Accounts, or as a result of his membership interest in certain limited liability companies, including MS II LLC, that serve as the general partners of certain of the Funds. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F9]The shares reported in Column 5 are held directly by the Funds and the Managed Accounts, for which Advisors serves as the investment adviser. Mr. MacLean disclaims beneficial ownership of the shares held directly by the Funds and the Managed Accounts, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from each of the Funds and Managed Accounts, or as a result of his membership interest in certain limited liability companies, including MS II LLC, that serve as the general partners of certain of the Funds. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
Documents
Issuer
BARNWELL INDUSTRIES INC
CIK 0000010048
Entity typeother
Related Parties
1- filerCIK 0001318128
Filing Metadata
- Form type
- 4
- Filed
- Apr 8, 8:00 PM ET
- Accepted
- Apr 9, 4:35 PM ET
- Size
- 29.3 KB