Comverge, Inc. 4
4 · Comverge, Inc. · Filed Apr 19, 2007
Insider Transaction Report
Form 4
Comverge, Inc.COMV
ELLIS ALEXANDER III
Director
Transactions
- Conversion
Common Stock
2007-04-18+968,483→ 1,003,282 total(indirect: See Footnote) - Conversion
Series C Preferred Stock
2007-04-18−25,000→ 0 total(indirect: By Partnership)→ Common Stock (12,500 underlying) - Conversion
Series C Preferred Stock
2007-04-18−75,000→ 0 total(indirect: By Partnership)→ Common Stock (37,500 underlying) - Conversion
Series B Preferred Stock
2007-04-18−1,861,966→ 0 total(indirect: By Partnership)→ Common Stock (930,983 underlying) - Conversion
Series B Preferred Stock
2007-04-18−620,655→ 0 total(indirect: By Partnership)→ Common Stock (310,327 underlying) - Conversion
Common Stock
2007-04-18+322,827→ 334,426 total(indirect: See Footnote)
Footnotes (4)
- [F1]The preferred stock converted into Comverge, Inc.'s common stock on a 1-for-1 basis and had no expiration date.
- [F2]These share numbers reflect a 1-for-2 reverse stock split which became effective on April 18, 2007.
- [F3]These securities are owned by Rockport Capital Partners, L.P. of which Mr. Ellis is a member.
- [F4]These securities are owned by RP Co-Investment Fund I, L.P. of which Mr. Ellis is a member.