4//SEC Filing
Comverge, Inc. 4
Accession 0001181431-07-026251
CIK 0001372664operating
Filed
Apr 18, 8:00 PM ET
Accepted
Apr 19, 7:40 PM ET
Size
31.8 KB
Accession
0001181431-07-026251
Insider Transaction Report
Form 4
Comverge, Inc.COMV
Transactions
- Conversion
Series B Preferred Stock
2007-04-18−517,213→ 0 total(indirect: By Partnership)→ Common Stock (258,606 underlying) - Conversion
Common Stock
2007-04-18+821,783→ 821,783 total(indirect: By Partnership) - Sale
Common Stock
2007-04-18$18.00/sh−58,343$1,050,174→ 763,440 total(indirect: By Partnership) - Conversion
Series C Preferred Stock
2007-04-18−50,000→ 0 total(indirect: By Partnership)→ Common Stock (25,000 underlying) - Conversion
Series A Preferred Stock
2007-04-18−1,076,354→ 0 total(indirect: By Partnership)→ Common Stock (538,177 underlying)
WOODWARD TIMOTHY
Director
Transactions
- Sale
Common Stock
2007-04-18$18.00/sh−58,343$1,050,174→ 763,440 total(indirect: By Partnership) - Conversion
Series A Preferred Stock
2007-04-18−1,076,354→ 0 total(indirect: By Partnership)→ Common Stock (538,177 underlying) - Conversion
Common Stock
2007-04-18+821,783→ 821,783 total(indirect: By Partnership) - Conversion
Series B Preferred Stock
2007-04-18−517,213→ 0 total(indirect: By Partnership)→ Common Stock (258,606 underlying) - Conversion
Series C Preferred Stock
2007-04-18−50,000→ 0 total(indirect: By Partnership)→ Common Stock (25,000 underlying)
Transactions
- Sale
Common Stock
2007-04-18$18.00/sh−58,343$1,050,174→ 763,440 total(indirect: By Partnership) - Conversion
Series C Preferred Stock
2007-04-18−50,000→ 0 total(indirect: By Partnership)→ Common Stock (25,000 underlying) - Conversion
Series A Preferred Stock
2007-04-18−1,076,354→ 0 total(indirect: By Partnership)→ Common Stock (538,177 underlying) - Conversion
Common Stock
2007-04-18+821,783→ 821,783 total(indirect: By Partnership) - Conversion
Series B Preferred Stock
2007-04-18−517,213→ 0 total(indirect: By Partnership)→ Common Stock (258,606 underlying)
Footnotes (4)
- [F1]The preferred stock converted into Comverge, Inc.'s common stock on a 1-for-1 basis and had no expiration date.
- [F2]These share numbers reflect a 1-for-2 reverse stock split which became effective on April 18, 2007.
- [F3]These securities are owned by Nth Power Technologies Fund II-A, L.P., whose general partner is Nth Power Management II-A, L.P. Tim Woodward is one of three members of Nth Power, L.L.C., the general partner of Nth Power Management II-A, L.P.
- [F4]These securities are owned by Nth Power Technologies Fund II, L.P., whose general partner is Nth Power Management II, L.P. Tim Woodward is one of three members of Nth Power, L.L.C., the general partner of Nth Power Management II, L.P.
Issuer
Comverge, Inc.
CIK 0001372664
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001372664
Filing Metadata
- Form type
- 4
- Filed
- Apr 18, 8:00 PM ET
- Accepted
- Apr 19, 7:40 PM ET
- Size
- 31.8 KB