4/A//SEC Filing
People's United Financial, Inc. 4/A
Accession 0001181431-07-026574
CIK 0001378946operating
Filed
Apr 22, 8:00 PM ET
Accepted
Apr 23, 6:18 PM ET
Size
17.9 KB
Accession
0001181431-07-026574
Insider Transaction Report
Form 4/AAmended
Huebner Bryan J
Executive Vice President
Transactions
- Purchase
Common Stock
2007-04-16$20.00/sh+20,000$400,000→ 129,723 total - Other
Employee Option to Buy
2007-02-15+11,172→ 11,172 totalExercise: $21.63Exp: 2017-02-15→ Common Stock (11,172 underlying) - Other
Employee Option to Buy
2004-02-19+18,310→ 18,310 totalExercise: $9.45Exp: 2014-02-19→ Common Stock (18,310 underlying) - Other
Employee Option to Buy
2005-02-17+28,350→ 28,350 totalExercise: $12.02Exp: 2015-02-17→ Common Stock (28,350 underlying) - Other
Employee Option to Buy
2003-02-20+12,819→ 12,819 totalExercise: $5.31Exp: 2013-02-20→ Common Stock (12,819 underlying) - Other
Employee Option to Buy
2006-02-16+31,847→ 31,847 totalExercise: $14.91Exp: 2016-02-16→ Common Stock (31,847 underlying)
Footnotes (4)
- [F1]On April 16, 2007, People's United Financial, Inc. ("People's United") became the holding company of People's Bank pursuant to a conversion and related stock offering. As a result of the conversion and offering, each share of People's Bank common stock previously owned by the reporting person was exchanged for 2.100 shares (the "exchange ratio") of People's United common stock. In addition, each outstanding employee option to buy shares of People's Bank common stock has been exchanged for an employee option to buy shares of People's United common stock pursuant to the exchange ratio (with a corresponding adjustment to the exercise price), and each share of People's Bank common stock owned indirectly through the People's Bank 401(k) plan has been exchanged for shares of People's United common stock in accordance with the exchange ratio. In addition, each investment unit accrued under the People's Bank excess benefits plan was adjusted to reflect the exchange ratio.
- [F2]Includes 32,754 shares owned indirectly through the People's Bank 401(k) Plan (including 86 shares acquired through dividend reinvestment). Also includes 3,132 investment units accrued under the People's Bank excess benefits plan. Information is based on 3/31/07 Plan statement, adjusted to reflect the exchange ratio described above in note 1.
- [F3]Reflects the date of grant by the predecessor to the issuer. See note 1 above.
- [F4]Exercisable in annual increments beginning on the second anniversary (50%), third anniversary (25%), and fourth anniversary (25%) of the date of grant.
Documents
Issuer
People's United Financial, Inc.
CIK 0001378946
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001378946
Filing Metadata
- Form type
- 4/A
- Filed
- Apr 22, 8:00 PM ET
- Accepted
- Apr 23, 6:18 PM ET
- Size
- 17.9 KB