MIDWESTONE FINANCIAL GROUP INC 4
4 · MIDWESTONE FINANCIAL GROUP INC · Filed Apr 25, 2007
Insider Transaction Report
Form 4
POTHOVEN JOHN P
Director
Transactions
- Sale
Common Stock
2007-04-23$17.25/sh−50$863→ 26,697 total - Sale
Common Stock
2007-04-24$17.25/sh−200$3,450→ 26,497 total - Sale
Common Stock
2007-04-24$17.16/sh−100$1,716→ 26,397 total
Holdings
- 35,016(indirect: By ESOP)
Common Stock
- 3,750
Stock Option
Exercise: $8.38Exp: 2010-12-29→ Common Stock (3,750 underlying) - 5,000
Stock Option
Exercise: $16.01Exp: 2012-12-31→ Common Stock (5,000 underlying) - 8,000
Stock Option
Exercise: $19.88Exp: 2007-12-31→ Common Stock (8,000 underlying) - 4,000
Stock Option
Exercise: $16.88Exp: 2008-12-31→ Common Stock (4,000 underlying) - 2,500
Stock Option
Exercise: $17.77Exp: 2015-12-30→ Common Stock (2,500 underlying) - 15,789(indirect: By IRA)
Common Stock
- 5,250
Stock Option
Exercise: $18.76Exp: 2013-12-31→ Common Stock (5,250 underlying)
Footnotes (9)
- [F1]Shares held in MidWestOne Financial Group, Inc. Employee Stock Ownership Plan, for which Mr. Pothoven is an administrator, and allocated to Mr. Pothoven's account. 11,672 shares were distributed from ESOP and transferred to IRA.
- [F2]Total stock options granted as of December 31, 1997 were 8,000, of which 33% were exercisable on or after 12/31/1998, 66% were exercisable on or after 12/31/1999, and 100% were exercisable on or after 12/31/2000.
- [F3]Total stock options granted as of December 31, 1998 were 4,000, of which 33% were exercisable on or after 12/31/1999, 66% were exercisable on or after 12/31/2000, and 100% were exercisable on or after 12/31/2001.
- [F4]Total stock options granted as of December 29, 2000 were 3,750, of which 33% were exercisable on or after 12/29/2001, 66% were exercisable on or after 12/29/2002, and 100% were exercisable on or after 12/29/2003.
- [F5]Total stock options granted as of December 31, 2001 were 4,000, of which 33% were exercisable on or after 12/31/2002, 66% were exercisable on or after 12/31/2003, and 100% were exercisable on or after 12/31/2004.
- [F6]Total stock options granted as of December 31, 2002 were 5,000, of which 33% were exercisable on or after 12/31/2003, 66% were exercisable on or after 12/31/2004, and 100% were exercisable on or after 12/31/2005.
- [F7]Total stock options granted as of December 31, 2003 were 5,250, of which 33% were exercisable on or after 12/31/2004, 66% were exercisable on or after 12/31/2005, and 100% were exercisable on or after 12/31/2006.
- [F8]Total stock options granted as of December 31, 2004 were 5,000, of which 33% were exercisable on or after 12/31/2005, 66% were exercisable on or after 12/31/2006, and 100% are exercisable on or after 12/31/2007.
- [F9]Total stock options granted as of December 30, 2005 were 2,500, of which 33% were exercisable on or after 12/30/2006, 66% are exercisable on or after 12/30/2007, and 100% are exercisable on or after 12/30/2008.