4//SEC Filing
Jarvis David R 4
Accession 0001181431-07-035658
CIK 0000010048other
Filed
May 24, 8:00 PM ET
Accepted
May 25, 4:34 PM ET
Size
18.4 KB
Accession
0001181431-07-035658
Insider Transaction Report
Form 4
MacLean Malcolm F IV
10% Owner
Transactions
- Sale
Common Stock
2007-05-23$19.53/sh−250,000$4,882,500→ 1,148,554 total(indirect: See Footnote) - Sale
Common Stock
2007-05-23$19.51/sh−370,000$7,218,700→ 778,554 total(indirect: See Footnote)
Jarvis David R
10% Owner
Transactions
- Sale
Common Stock
2007-05-23$19.51/sh−370,000$7,218,700→ 778,554 total(indirect: See Footnote) - Sale
Common Stock
2007-05-23$19.53/sh−250,000$4,882,500→ 1,148,554 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2007-05-23$19.51/sh−370,000$7,218,700→ 778,554 total(indirect: See Footnote) - Sale
Common Stock
2007-05-23$19.53/sh−250,000$4,882,500→ 1,148,554 total(indirect: See Footnote)
Footnotes (5)
- [F1]These shares were sold by Mercury Real Estate Advisors, LLC ("Advisors"), a registered investment adviser, on behalf of Mercury Special Situations Offshore Fund, Ltd. ("MSSOF"), for which Advisors serves as the investment adviser. Mr. Jarvis disclaims beneficial ownership of the shares held directly by MSSOF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MSSOF. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F2]These shares were sold by Advisors on behalf of MSSOF. Mr. MacLean disclaims beneficial ownership of the shares held directly by MSSOF, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from MSSOF. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F3]These shares were held directly by MSSOF.
- [F4]The shares reported in Column 5 are held directly by certain private investment funds, including MSSOF (the "Funds"), and certain managed accounts (the "Managed Accounts"), for which Advisors serves as the investment adviser. Mr. Jarvis disclaims beneficial ownership of the shares held directly by the Funds and the Managed Accounts, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from each of the Funds and Managed Accounts, or as a result of his membership interest in certain limited liability companies that serve as the general partners of certain of the Funds. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
- [F5]The shares reported in Column 5 are held directly by the Funds and the Managed Accounts. Mr. MacLean disclaims beneficial ownership of the shares held directly by the Funds and the Managed Accounts, except to the extent of the pecuniary interest, if any, in such shares as a result of his membership interest in Advisors, which has a contingent right to receive a performance-based advisory fee from each of the Funds and Managed Accounts, or as a result of his membership interest in certain limited liability companies that serve as the general partners of certain of the Funds. That performance-based fee generally qualifies for the exemption set forth in Rule 16a-1(a)(2)(ii)(C).
Documents
Issuer
BARNWELL INDUSTRIES INC
CIK 0000010048
Entity typeother
Related Parties
1- filerCIK 0001318128
Filing Metadata
- Form type
- 4
- Filed
- May 24, 8:00 PM ET
- Accepted
- May 25, 4:34 PM ET
- Size
- 18.4 KB