4//SEC Filing
WASTE INDUSTRIES USA INC 4
Accession 0001181431-07-038575
CIK 0001125845operating
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 3:47 PM ET
Size
19.4 KB
Accession
0001181431-07-038575
Insider Transaction Report
Form 4
Auten Harrell J III
VP, Sales and Marketing
Transactions
- Exercise/Conversion
Common Stock
2007-06-06$6.55/sh+429$2,810→ 7,429 total - Exercise/Conversion
Common Stock
2007-06-06$13.90/sh+2,373$32,985→ 10,219 total - Exercise/Conversion
Common Stock
2007-06-06$10.72/sh+417$4,470→ 7,846 total - Exercise/Conversion
Stock Option (Right to Buy)
2007-06-06−2,373→ 2,372 totalExercise: $13.90Exp: 2010-05-11→ Common Stock (2,373 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2007-06-06−429→ 0 totalExercise: $6.55Exp: 2008-04-22→ Common Stock (429 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2007-06-06−417→ 1,667 totalExercise: $10.72Exp: 2009-05-04→ Common Stock (417 underlying)
Holdings
- 6,010
Stock Option (Right to Buy)
Exercise: $21.02Exp: 2011-04-06→ Common Stock (6,010 underlying) - 2,051
Stock Option (Right to Buy)
Exercise: $27.56Exp: 2012-03-20→ Common Stock (2,051 underlying) - 1,500
Stock Option (Right to Buy)
Exercise: $15.25Exp: 2009-04-01→ Common Stock (1,500 underlying)
Footnotes (6)
- [F1]The stock options granted to the Reporting Person in April 1999 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 1, 2003, based on continued employment.
- [F2]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, based on continued employment.
- [F3]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F4]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F5]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
- [F6]The stock options granted to the Reporting Person in March 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.
Documents
Issuer
WASTE INDUSTRIES USA INC
CIK 0001125845
Entity typeoperating
IncorporatedNC
Related Parties
1- filerCIK 0001125845
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 3:47 PM ET
- Size
- 19.4 KB