WASTE INDUSTRIES USA INC 4
4 · WASTE INDUSTRIES USA INC · Filed Jun 7, 2007
Insider Transaction Report
Form 4
Auten Harrell J III
VP, Sales and Marketing
Transactions
- Exercise/Conversion
Common Stock
2007-06-06$6.55/sh+429$2,810→ 7,429 total - Exercise/Conversion
Common Stock
2007-06-06$13.90/sh+2,373$32,985→ 10,219 total - Exercise/Conversion
Common Stock
2007-06-06$10.72/sh+417$4,470→ 7,846 total - Exercise/Conversion
Stock Option (Right to Buy)
2007-06-06−2,373→ 2,372 totalExercise: $13.90Exp: 2010-05-11→ Common Stock (2,373 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2007-06-06−429→ 0 totalExercise: $6.55Exp: 2008-04-22→ Common Stock (429 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2007-06-06−417→ 1,667 totalExercise: $10.72Exp: 2009-05-04→ Common Stock (417 underlying)
Holdings
- 6,010
Stock Option (Right to Buy)
Exercise: $21.02Exp: 2011-04-06→ Common Stock (6,010 underlying) - 2,051
Stock Option (Right to Buy)
Exercise: $27.56Exp: 2012-03-20→ Common Stock (2,051 underlying) - 1,500
Stock Option (Right to Buy)
Exercise: $15.25Exp: 2009-04-01→ Common Stock (1,500 underlying)
Footnotes (6)
- [F1]The stock options granted to the Reporting Person in April 1999 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 1, 2003, based on continued employment.
- [F2]The stock options granted to the Reporting Person in April 2003 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 22, 2007, based on continued employment.
- [F3]The stock options granted to the Reporting Person in May 2004 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 5, 2008, based on continued employment.
- [F4]The stock options granted to the Reporting Person in May 2005 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on May 11, 2009, based on continued employment.
- [F5]The stock options granted to the Reporting Person in April 2006 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on April 6, 2010, based on continued employment.
- [F6]The stock options granted to the Reporting Person in March 2007 under the Issuer's 1997 Stock Plan become exercisable 25% at the end of the first year from the date of grant and 6.25% per quarter thereafter for three (3) years, such that the options are fully vested on March 20, 2011, based on continued employment.