Home/Filings/4/0001181431-07-039188
4//SEC Filing

INVESTORS CAPITAL HOLDINGS LTD 4

Accession 0001181431-07-039188

CIK 0001001871operating

Filed

Jun 10, 8:00 PM ET

Accepted

Jun 11, 4:36 PM ET

Size

17.1 KB

Accession

0001181431-07-039188

Insider Transaction Report

Form 4
Period: 2007-06-07
Transactions
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.85/sh+197$955709,927 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.70/sh+200$940710,127 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.80/sh+100$480710,227 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.70/sh+200$940709,530 total
Transactions
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.80/sh+100$480710,227 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.70/sh+200$940709,530 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.85/sh+197$955709,927 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.70/sh+200$940710,127 total
Transactions
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.70/sh+200$940710,127 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.85/sh+197$955709,927 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.80/sh+100$480710,227 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.70/sh+200$940709,530 total
RSSIAM, LLC
10% Owner
Transactions
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.85/sh+197$955709,927 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.70/sh+200$940710,127 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.80/sh+100$480710,227 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.70/sh+200$940709,530 total
Transactions
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.70/sh+200$940709,530 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.70/sh+200$940710,127 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-07$4.85/sh+197$955709,927 total
  • Purchase

    Common Stock, $0.1 par value per share

    2007-06-08$4.80/sh+100$480710,227 total
Footnotes (1)
  • [F1]Under the concept of beneficial ownership applicable to a "group" under the rules and regulations of the Securities and Exchange Commission each of the Reporting persons should be deemed to beneficially own, 721,127 shares of the company's Common Stock, 710,227 shares of Common Stock are held in the name of Robino Stortini Holding LLC ("RSH"), 10,500 shares of the Common Stock are held in the name of Mr. Stortini personally and 400 shares are held in Mr. Stortini's Individual Retirement Accounts, RSH, RSSI Investment Advisors, LLC ("RSSILA"), RSSIAM and Messers . Robino and Stortini disclaim beneficial ownership of any shares owned by RSH expect to the extent of their pro rate equality ownership interest in RSH.

Issuer

INVESTORS CAPITAL HOLDINGS LTD

CIK 0001001871

Entity typeoperating
IncorporatedMA

Related Parties

1
  • filerCIK 0001001871

Filing Metadata

Form type
4
Filed
Jun 10, 8:00 PM ET
Accepted
Jun 11, 4:36 PM ET
Size
17.1 KB